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RMT

Royce Micro-Cap Trust

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

51% more capital invested

Capital invested by funds: $101M → $153M (+$51.7M)

30% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 30

11% more funds holding

Funds holding: 8999 (+10)

4.53% more ownership

Funds ownership: 30.7%35.23% (+4.5%)

Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
39
Reduced
30
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.9M +$4.53M +505,376 +30%
KIM
2
Karpus Investment Management
New York
$16.3M +$14.4M +1,608,558 New
Wells Fargo
3
Wells Fargo
California
$13.1M +$4.44M +495,130 +62%
PAIM
4
Punch & Associates Investment Management
Minnesota
$10.4M +$70K +7,806 +0.8%
AAM
5
Advisors Asset Management
Colorado
$8.7M +$658K +73,366 +9%
UBS Group
6
UBS Group
Switzerland
$8.46M +$231K +25,777 +3%
1CP
7
1607 Capital Partners
Virginia
$7.91M +$290K +32,300 +4%
CA
8
Cornerstone Advisors
North Carolina
$5.71M -$1.09M -121,079 -18%
HKAM
9
Horizon Kinetics Asset Management
New York
$4.23M -$920K -102,616 -20%
MC
10
Matisse Capital
Oregon
$4.18M +$2.86M +318,444 +337%
Bank of America
11
Bank of America
North Carolina
$3.78M +$671K +74,837 +25%
FC
12
FCA Corp
Texas
$3.12M -$23.4K -2,605 -0.8%
FHA
13
Flagship Harbor Advisors
Massachusetts
$2.71M -$56.1K -6,254 -2%
TFF
14
The Family Firm
Maryland
$2.63M -$161K -17,974 -7%
SFS
15
Shaker Financial Services
Virginia
$2.58M -$1.96M -218,945 -46%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$2.19M +$115K +12,791 +6%
QC
17
Quantedge Capital
Singapore
$2.08M +$1.84M +205,555 New
AA
18
AQR Arbitrage
Connecticut
$1.84M +$42.3K +4,713 +3%
BA
19
Bard Associates
Illinois
$1.74M -$70.4K -7,850 -4%
RJA
20
Raymond James & Associates
Florida
$1.71M +$883K +98,420 +139%
PPA
21
Parametric Portfolio Associates
Washington
$1.66M +$1.23K +137 +0.1%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$1.61M +$21.1K +2,349 +1%
CRC
23
Curi RMB Capital
Illinois
$1.33M +$50.5K +5,627 +4%
MAA
24
Mraz Amerine & Associates
California
$1.33M -$55.5K -6,193 -5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.32M -$1.16M -129,649 -50%

RMT Hedge Fund Activity: Q4 2020 in Review

99 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2020, worth a combined $153M — up 51% from $101M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 6 closed out — a net gain of 10 holders — while 39 added to existing stakes and 30 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $14.4M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.19M sold.

  • 99 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2020, up from 89 in Q3 2020.
  • Funds reported $153M of Royce Micro-Cap Trust stock for Q4 2020, up 51% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2020 and 6 closed out, a net change of +10 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2020 was Karpus Investment Management, an estimated $14.4M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2020 was Rivernorth Capital Management, an estimated $6.19M sold.

Based on aggregated 13F filings for Q4 2020.