RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

81 hedge funds and large institutions have $96.3M invested in Royce Micro-Cap Trust in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 28 reducing their positions, and 10 closing their positions.

Holders
81
Holders Change
+1
Holders Change %
+1.25%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$4.02M
2
Wells Fargo
2
Wells Fargo
California
$11.5M
3
AAM
3
Advisors Asset Management
Colorado
$6.83M
4
RCM
4
Rivernorth Capital Management
Florida
$5.65M
5
LCM
5
Landscape Capital Management
New Jersey
$932K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$85K
2
SFS
2
Shaker Financial Services
Virginia
$2.75M
3
HKAM
3
Horizon Kinetics Asset Management
New York
$10.9M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
Bank of America
5
Bank of America
North Carolina
$817K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$11.5M 1,344,625 +230,383 +21%
HKAM
2
Horizon Kinetics Asset Management
New York
$10.9M 1,279,959 -131,476 -9%
AAM
3
Advisors Asset Management
Colorado
$6.83M 800,255 +213,752 +36%
UBS Group
4
UBS Group
Switzerland
$6.68M 782,660 -8,088 -1%
RCM
5
Rivernorth Capital Management
Florida
$5.65M 661,495 +203,672 +44%
Morgan Stanley
6
Morgan Stanley
New York
$4.97M 582,269 +66,857 +13%
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.49M 526,195 +8,860 +2%
CA
8
Cornerstone Advisors
North Carolina
$4.02M 470,628 +470,628 New
FAAS
9
First Allied Advisory Services
California
$3.75M 434,847 -3,376 -0.8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.22M 376,425 +37,838 +11%
FC
11
FCA Corp
Texas
$2.87M 336,067 -1,504 -0.4%
SFS
12
Shaker Financial Services
Virginia
$2.75M 322,142 -159,824 -33%
FHA
13
Flagship Harbor Advisors
Massachusetts
$2.49M 291,081 -1,194 -0.4%
TFF
14
The Family Firm
Maryland
$2.25M 263,814 +1,261 +0.5%
WAM
15
Wolverine Asset Management
Illinois
$1.95M 228,475 +7,249 +3%
BA
16
Bard Associates
Illinois
$1.65M 192,801 -4,900 -2%
PPA
17
Parametric Portfolio Associates
Washington
$1.23M 143,641 +30,125 +27%
MAA
18
Mraz Amerine & Associates
California
$1.2M 140,864 -132 -0.1%
FAIM
19
Financial Advocates Investment Management
Washington
$1.05M 123,102 +8,655 +8%
LPL Financial
20
LPL Financial
California
$969K 113,446 -35,380 -24%
LCM
21
Landscape Capital Management
New Jersey
$932K 109,133 +109,133 New
Bank of America
22
Bank of America
North Carolina
$817K 95,751 -66,472 -41%
FFA
23
First Foundation Advisors
California
$761K 89,159 -8,257 -8%
Brown Advisory
24
Brown Advisory
Maryland
$678K 79,458 – –
RJA
25
Raymond James & Associates
Florida
$612K 71,631 -1,417 -2%
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