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RMT

Royce Micro-Cap Trust

65 hedge funds and large institutions have $94.9M invested in Royce Micro-Cap Trust in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $94.6M → $94.9M (+$249K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.78% less ownership

Funds ownership: 31.22%30.44% (-0.78%)

4% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 26

7% less funds holding

Funds holding: 7065 (-5)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
25
Reduced
26
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$25.9M +$2.23M +268,191 +10%
RCM
2
Rivernorth Capital Management
Florida
$7.79M +$876K +105,435 +13%
Wells Fargo
3
Wells Fargo
California
$6.37M +$409K +49,158 +7%
Morgan Stanley
4
Morgan Stanley
New York
$6.25M +$1.43M +172,311 +30%
OA
5
Oxbow Advisors
Texas
$5.2M -$431K -51,823 -8%
UBS Group
6
UBS Group
Switzerland
$4.82M -$8.35K -1,005 -0.2%
CA
7
Cornerstone Advisors
North Carolina
$4.57M -$80.6K -9,693 -2%
PAIM
8
Punch & Associates Investment Management
Minnesota
$3.46M -$1.27M -152,969 -27%
FC
9
FCA Corp
Texas
$2.74M +$60.5K +7,275 +2%
BA
10
Bard Associates
Illinois
$2.07M -$145K -17,505 -7%
SFS
11
Shaker Financial Services
Virginia
$1.92M -$587K -70,570 -24%
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.82M +$171K +20,619 +10%
RJA
13
Raymond James & Associates
Florida
$1.69M -$443K -53,290 -21%
TFF
14
The Family Firm
Maryland
$1.65M -$408K -49,095 -20%
1CP
15
1607 Capital Partners
Virginia
$1.3M +$445K +53,602 +53%
MAA
16
Mraz Amerine & Associates
California
$1.27M +$160K +19,200 +15%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.05M +$50.9K +6,121 +5%
MC
18
Matisse Capital
Oregon
$998K -$1.51M -181,125 -60%
LPL Financial
19
LPL Financial
California
$943K +$542K +65,158 +135%
FAAS
20
First Allied Advisory Services
California
$936K +$33.5K +4,028 +4%
FC
21
Fiduciary Counselling
Minnesota
$933K -$331K -39,848 -26%
DA
22
Doliver Advisors
Texas
$813K -$13.9K -1,677 -2%
FFA
23
First Foundation Advisors
California
$779K +$772K +92,864 New
Brown Advisory
24
Brown Advisory
Maryland
$745K -$83.1K -10,000 -10%
JIP
25
Jaffetilchin Investment Partners
Florida
$720K +$714K +85,856 New

RMT Hedge Fund Activity: Q1 2017 in Review

65 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2017, worth a combined $94.9M — up 0.26% from $94.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of RMT and 7 opened new positions — a net loss of 5 holders — while 26 trimmed existing stakes and 25 added.

The largest buyer was Horizon Kinetics, adding an estimated $2.23M. The largest seller was Citigroup, cutting an estimated $1.51M.

  • 65 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2017, down from 70 in Q4 2016.
  • Funds reported $94.9M of Royce Micro-Cap Trust stock for Q1 2017, up 0.26% quarter-over-quarter.
  • 7 funds opened new Royce Micro-Cap Trust positions in Q1 2017 and 12 closed out, a net change of -5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2017 was Horizon Kinetics, an estimated $2.23M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2017 was Citigroup, an estimated $1.51M sold.

Based on aggregated 13F filings for Q1 2017.