RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

58 hedge funds and large institutions have $73.1M invested in Royce Micro-Cap Trust in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
58
Holders Change
-6
Holders Change %
-9.38%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
26
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.41M
2
MIG
2
Mariner Investment Group
New York
$1.54M
3
CA
3
Cornerstone Advisors
North Carolina
$1.31M
4
WAM
4
Wolverine Asset Management
Illinois
$3.33M
5
SFS
5
Shaker Financial Services
Virginia
$2.03M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
WAM
2
Weiss Asset Management
Massachusetts
$0
3
PFM
3
Parsec Financial Management
North Carolina
$0
4
Brown Advisory
4
Brown Advisory
Maryland
$1.98M
5
LPL Financial
5
LPL Financial
California
$397K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.3M 1,979,711 +49,343 +3%
Wells Fargo
2
Wells Fargo
California
$7.96M 863,213 -11,457 -1%
UBS Group
3
UBS Group
Switzerland
$6.38M 692,401 +20,890 +3%
NSAM
4
North Star Asset Management
Wisconsin
$4.3M 466,269 -20,432 -4%
PAIM
5
Punch & Associates Investment Management
Minnesota
$3.41M 369,340 +252,006 +215%
WAM
6
Wolverine Asset Management
Illinois
$3.33M 361,615 +98,727 +38%
TFF
7
The Family Firm
Maryland
$2.05M 222,813 +2,558 +1%
SFS
8
Shaker Financial Services
Virginia
$2.03M 220,539 +90,511 +70%
Brown Advisory
9
Brown Advisory
Maryland
$1.98M 214,715 -45,547 -18%
BA
10
Bard Associates
Illinois
$1.86M 201,573 -9,229 -4%
MIG
11
Mariner Investment Group
New York
$1.54M 166,660 +166,660 New
FC
12
FCA Corp
Texas
$1.48M 160,813 +5,651 +4%
CA
13
Cornerstone Advisors
North Carolina
$1.31M 142,452 +120,846 +559%
FC
14
Fiduciary Counselling
Minnesota
$1.2M 130,193 +2,959 +2%
VFS
15
VSR Financial Services
Kansas
$1.06M 115,204 – –
MAA
16
Mraz Amerine & Associates
California
$1.03M 111,838 -800 -0.7%
Geode Capital Management
17
Geode Capital Management
Massachusetts
– – – –
First Trust Advisors
18
First Trust Advisors
Illinois
$866K 93,924 +1,615 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$791K 85,798 -1,020 -1%
FAAS
20
First Allied Advisory Services
California
$778K 84,467 -8,426 -9%
AIG
21
American International Group
New York
$712K 77,181 +7,754 +11%
RJA
22
Raymond James & Associates
Florida
$708K 76,781 +22,295 +41%
DA
23
Doliver Advisors
Texas
$627K 67,983 +18,350 +37%
FIMG
24
Financial & Investment Management Group
Michigan
$617K 66,934 +22,894 +52%
Bank of America
25
Bank of America
North Carolina
$595K 64,508 -6,331 -9%
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