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RMT

Royce Micro-Cap Trust

58 hedge funds and large institutions have $73.1M invested in Royce Micro-Cap Trust in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

1.6% more ownership

Funds ownership: 23.52%25.12% (+1.6%)

2% more capital invested

Capital invested by funds: $71.8M → $73.1M (+$1.28M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9% less funds holding

Funds holding: 6458 (-6)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

Holders
58
Holders Change
-6
Holders Change %
-9.38%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
26
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.3M +$475K +49,343 +3%
Wells Fargo
2
Wells Fargo
California
$7.96M -$110K -11,457 -1%
UBS Group
3
UBS Group
Switzerland
$6.38M +$201K +20,890 +3%
NSAM
4
North Star Asset Management
Wisconsin
$4.3M -$197K -20,432 -4%
PAIM
5
Punch & Associates Investment Management
Minnesota
$3.4M +$2.43M +252,006 +215%
WAM
6
Wolverine Asset Management
Illinois
$3.33M +$950K +98,727 +38%
TFF
7
The Family Firm
Maryland
$2.05M +$24.6K +2,558 +1%
SFS
8
Shaker Financial Services
Virginia
$2.03M +$871K +90,511 +70%
Brown Advisory
9
Brown Advisory
Maryland
$1.98M -$438K -45,547 -18%
BA
10
Bard Associates
Illinois
$1.86M -$88.8K -9,229 -4%
MIG
11
Mariner Investment Group
New York
$1.54M +$1.6M +166,660 New
FC
12
FCA Corp
Texas
$1.48M +$54.4K +5,651 +4%
CA
13
Cornerstone Advisors
North Carolina
$1.31M +$1.16M +120,846 +559%
FC
14
Fiduciary Counselling
Minnesota
$1.2M +$28.5K +2,959 +2%
VFS
15
VSR Financial Services
Kansas
$1.06M
MAA
16
Mraz Amerine & Associates
California
$1.03M -$7.7K -800 -0.7%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$867K
First Trust Advisors
18
First Trust Advisors
Illinois
$866K +$15.5K +1,615 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$791K -$9.82K -1,020 -1%
FAAS
20
First Allied Advisory Services
California
$778K -$81.1K -8,426 -9%
AIG
21
American International Group
New York
$712K +$74.6K +7,754 +11%
RJA
22
Raymond James & Associates
Florida
$708K +$215K +22,295 +41%
DA
23
Doliver Advisors
Texas
$627K +$177K +18,350 +37%
FIMG
24
Financial & Investment Management Group
Michigan
$617K +$220K +22,894 +52%
Bank of America
25
Bank of America
North Carolina
$595K -$60.9K -6,331 -9%

RMT Hedge Fund Activity: Q2 2015 in Review

58 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2015, worth a combined $73.1M — up 1.8% from $71.8M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of RMT and 7 opened new positions — a net loss of 5 holders — while 17 trimmed existing stakes and 26 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $2.43M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.5M sold.

  • 58 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2015, down from 64 in Q1 2015.
  • Funds reported $73.1M of Royce Micro-Cap Trust stock for Q2 2015, up 1.8% quarter-over-quarter.
  • 7 funds opened new Royce Micro-Cap Trust positions in Q2 2015 and 12 closed out, a net change of -5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2015 was Punch & Associates Investment Management, an estimated $2.43M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2015 was SG Americas Securities, an estimated $2.5M sold.

Based on aggregated 13F filings for Q2 2015.