RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

82 hedge funds and large institutions have $106M invested in Royce Micro-Cap Trust in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 7 closing their positions.

Holders
82
Holders Change
-2
Holders Change %
-2.38%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
33
Reduced
25
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$7.7M
2
SFS
2
Shaker Financial Services
Virginia
$2.17M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.3M
4
AA
4
AQR Arbitrage
Connecticut
$950K
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$4.22M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.1M
3
EWA
3
EP Wealth Advisors
California
$431K
4
1CP
4
1607 Capital Partners
Virginia
$5.08M
5
Northern Trust
5
Northern Trust
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.1M 1,708,031 -99,644 -6%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$9.75M 1,177,334 – –
AAM
3
Advisors Asset Management
Colorado
$8.91M 1,075,888 +789 +0.1%
PAIM
4
Punch & Associates Investment Management
Minnesota
$7.7M 929,785 +162,579 +21%
UBS Group
5
UBS Group
Switzerland
$7.6M 917,287 +16,209 +2%
1CP
6
1607 Capital Partners
Virginia
$5.08M 613,662 -27,749 -4%
Wells Fargo
7
Wells Fargo
California
$4.22M 509,205 -150,602 -23%
Bank of America
8
Bank of America
North Carolina
$3.6M 435,092 +4,723 +1%
MAA
9
Mraz Amerine & Associates
California
$3.6M 434,428 -1,239 -0.3%
FHA
10
Flagship Harbor Advisors
Massachusetts
$3.05M 367,836 -3,961 -1%
RJA
11
Raymond James & Associates
Florida
$2.47M 298,123 +3,259 +1%
FC
12
FCA Corp
Texas
$2.45M 295,610 +13,315 +5%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.3M 278,128 +91,059 +49%
TFF
14
The Family Firm
Maryland
$2.23M 269,730 -4,215 -2%
SFS
15
Shaker Financial Services
Virginia
$2.17M 261,497 +118,924 +83%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2M 241,754 +20,673 +9%
BA
17
Bard Associates
Illinois
$1.97M 237,601 -1,100 -0.5%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.7M 205,692 +3,819 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.43M 172,377 +2,156 +1%
AW
20
Atlas Wealth
Ohio
$1.3M 156,587 -17,901 -10%
HKAM
21
Horizon Kinetics Asset Management
New York
$1.19M 143,317 – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.08M 130,880 +7,538 +6%
AA
23
AQR Arbitrage
Connecticut
$950K 114,693 +45,469 +66%
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
$856K 103,330 +13 +0%
MC
25
Moors & Cabot
Massachusetts
$852K 102,929 +2,284 +2%
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