RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

81 hedge funds and large institutions have $84.6M invested in Royce Micro-Cap Trust in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 45 increasing their positions, 20 reducing their positions, and 7 closing their positions.

Holders
81
Holders Change
–
Holders Change %
0%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
45
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$2.97M
2
SFS
2
Shaker Financial Services
Virginia
$3.93M
3
Bank of America
3
Bank of America
North Carolina
$1.22M
4
Wells Fargo
4
Wells Fargo
California
$10.3M
5
WAM
5
Wolverine Asset Management
Illinois
$2.62M

Top Sellers

1
HKAM
1
Horizon Kinetics Asset Management
New York
$12.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.01M
3
WAM
3
Weiss Asset Management
Massachusetts
$0
4
UBS Group
4
UBS Group
Switzerland
$6.41M
5
MML Investors Services
5
MML Investors Services
Massachusetts
$250K
Name Market Value Shares Shares
Change 		Shares
Change %
HKAM
1
Horizon Kinetics Asset Management
New York
$12.4M 1,504,750 -937,061 -38%
Wells Fargo
2
Wells Fargo
California
$10.3M 1,253,717 +72,688 +6%
UBS Group
3
UBS Group
Switzerland
$6.41M 779,245 -25,218 -3%
AAM
4
Advisors Asset Management
Colorado
$4.02M 488,820 -15,406 -3%
Morgan Stanley
5
Morgan Stanley
New York
$4.01M 487,822 -168,842 -26%
SFS
6
Shaker Financial Services
Virginia
$3.93M 478,059 +197,789 +71%
FAAS
7
First Allied Advisory Services
California
$3.46M 420,661 +6,483 +2%
PAIM
8
Punch & Associates Investment Management
Minnesota
$3.27M 397,926 +17,525 +5%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$2.97M 361,070 +248,517 +221%
FC
10
FCA Corp
Texas
$2.74M 332,747 +4,883 +1%
WAM
11
Wolverine Asset Management
Illinois
$2.62M 318,379 +64,927 +26%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.43M 295,527 -11,022 -4%
TFF
13
The Family Firm
Maryland
$2.02M 246,279 +14,696 +6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.83M 222,062 +6,862 +3%
BA
15
Bard Associates
Illinois
$1.69M 205,830 -1,800 -0.9%
LPL Financial
16
LPL Financial
California
$1.45M 175,948 +10,943 +7%
Bank of America
17
Bank of America
North Carolina
$1.22M 148,397 +73,625 +98%
MAA
18
Mraz Amerine & Associates
California
$1.17M 142,754 -959 -0.7%
Stifel Financial
19
Stifel Financial
Missouri
$1.07M 130,462 +3,313 +3%
FAIM
20
Financial Advocates Investment Management
Washington
$940K 114,408 +53,478 +88%
FFA
21
First Foundation Advisors
California
$876K 106,570 -519 -0.5%
JIP
22
Jaffetilchin Investment Partners
Florida
$869K 105,689 +4,170 +4%
Brown Advisory
23
Brown Advisory
Maryland
$671K 81,639 -1,038 -1%
PPA
24
Parametric Portfolio Associates
Washington
$659K 80,168 +20,735 +35%
PC
25
Pecaut & Co
Iowa
$638K 77,633 -13,482 -15%
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