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RMT

Royce Micro-Cap Trust

104 hedge funds and large institutions have $179M invested in Royce Micro-Cap Trust in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

17% more capital invested

Capital invested by funds: $153M → $179M (+$25.8M)

5% more funds holding

Funds holding: 99104 (+5)

1.66% more ownership

Funds ownership: 35.23%36.89% (+1.7%)

11% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 38

Holders
104
Holders Change
+5
Holders Change %
+5.05%
% of All Funds
1.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
34
Reduced
38
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.3M +$1.87M +164,331 +8%
KIM
2
Karpus Investment Management
New York
$19.6M +$1.45M +126,819 +8%
Wells Fargo
3
Wells Fargo
California
$15.4M +$729K +63,883 +5%
AAM
4
Advisors Asset Management
Colorado
$11.2M +$1.49M +130,192 +15%
PAIM
5
Punch & Associates Investment Management
Minnesota
$9.25M -$2.37M -207,699 -20%
1CP
6
1607 Capital Partners
Virginia
$8.8M -$29K -2,540 -0.3%
UBS Group
7
UBS Group
Switzerland
$8.4M -$1.05M -92,349 -11%
PPA
8
Parametric Portfolio Associates
Washington
$8.11M +$6.32M +553,933 +338%
CA
9
Cornerstone Advisors
North Carolina
$6.73M +$359K +31,489 +6%
MC
10
Matisse Capital
Oregon
$4.67M
HKAM
11
Horizon Kinetics Asset Management
New York
$4.06M -$668K -58,506 -14%
SFS
12
Shaker Financial Services
Virginia
$3.77M +$894K +78,339 +31%
Bank of America
13
Bank of America
North Carolina
$3.72M -$505K -44,260 -12%
FC
14
FCA Corp
Texas
$3.43M -$52.7K -4,617 -1%
FHA
15
Flagship Harbor Advisors
Massachusetts
$3.34M +$314K +27,547 +10%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$3.21M +$3.25M +285,000 New
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$2.93M +$489K +42,876 +20%
TFF
18
The Family Firm
Maryland
$2.66M -$75.8K -6,644 -3%
RJA
19
Raymond James & Associates
Florida
$2.46M +$550K +48,207 +28%
BA
20
Bard Associates
Illinois
$1.92M -$29.1K -2,550 -1%
QC
21
Quantedge Capital
Singapore
$1.79M -$535K -46,874 -23%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$1.66M -$144K -12,639 -8%
FWM
23
Frontier Wealth Management
Missouri
$1.45M +$6.47K +567 +0.4%
MAA
24
Mraz Amerine & Associates
California
$1.44M -$45.9K -4,022 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.43M +$279K +24,430 +24%

RMT Hedge Fund Activity: Q1 2021 in Review

104 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2021, worth a combined $179M — up 17% from $153M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RMT positions and 7 closed out — a net gain of 6 holders — while 34 added to existing stakes and 38 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $6.32M. The largest seller was Punch & Associates Investment Management, cutting an estimated $2.37M.

  • 104 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2021, up from 99 in Q4 2020.
  • Funds reported $179M of Royce Micro-Cap Trust stock for Q1 2021, up 17% quarter-over-quarter.
  • 13 funds opened new Royce Micro-Cap Trust positions in Q1 2021 and 7 closed out, a net change of +6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $6.32M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2021 was Punch & Associates Investment Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q1 2021.