RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

81 hedge funds and large institutions have $89.4M invested in Royce Micro-Cap Trust in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 10 closing their positions.

Holders
81
Holders Change
+4
Holders Change %
+5.19%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
35
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HKAM
1
Horizon Kinetics Asset Management
New York
$20.3M
2
Wells Fargo
2
Wells Fargo
California
$9.84M
3
CA
3
Cornerstone Advisors
North Carolina
$1.76M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$937K
5
SFS
5
Shaker Financial Services
Virginia
$2.34M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.06M
2
HI
2
HBK Investments
Texas
$0
3
MML Investors Services
3
MML Investors Services
Massachusetts
$439K
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
WAM
5
Weiss Asset Management
Massachusetts
$347K
Name Market Value Shares Shares
Change 		Shares
Change %
HKAM
1
Horizon Kinetics Asset Management
New York
$20.3M 2,441,811 +2,441,811 New
Wells Fargo
2
Wells Fargo
California
$9.84M 1,181,029 +212,480 +22%
UBS Group
3
UBS Group
Switzerland
$6.7M 804,463 +44,427 +6%
Morgan Stanley
4
Morgan Stanley
New York
$5.47M 656,664 -22,300 -3%
AAM
5
Advisors Asset Management
Colorado
$4.2M 504,226 +1,917 +0.4%
FAAS
6
First Allied Advisory Services
California
$3.46M 414,178 -18,859 -4%
PAIM
7
Punch & Associates Investment Management
Minnesota
$3.17M 380,401 +9,013 +2%
FC
8
FCA Corp
Texas
$2.73M 327,864 +8,562 +3%
FHA
9
Flagship Harbor Advisors
Massachusetts
$2.55M 306,549 -11,960 -4%
SFS
10
Shaker Financial Services
Virginia
$2.34M 280,270 +78,282 +39%
WAM
11
Wolverine Asset Management
Illinois
$2.11M 253,452 +29,668 +13%
TFF
12
The Family Firm
Maryland
$1.93M 231,583 +146 +0.1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.79M 215,200 +4,717 +2%
CA
14
Cornerstone Advisors
North Carolina
$1.76M 211,813 +149,790 +242%
BA
15
Bard Associates
Illinois
$1.73M 207,630 +1,200 +0.6%
LPL Financial
16
LPL Financial
California
$1.37M 165,005 +3,955 +2%
MAA
17
Mraz Amerine & Associates
California
$1.2M 143,713 -2,069 -1%
Stifel Financial
18
Stifel Financial
Missouri
$1.06M 127,149 -49,692 -28%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$937K 112,553 +112,553 New
FFA
20
First Foundation Advisors
California
$892K 107,089 -1,087 -1%
JIP
21
Jaffetilchin Investment Partners
Florida
$846K 101,519 -6,657 -6%
PC
22
Pecaut & Co
Iowa
$759K 91,115 +1,907 +2%
RJA
23
Raymond James & Associates
Florida
$741K 88,936 -1,079 -1%
Brown Advisory
24
Brown Advisory
Maryland
$689K 82,677 – –
Bank of America
25
Bank of America
North Carolina
$623K 74,772 +17,646 +31%
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