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RMT

Royce Micro-Cap Trust

65 hedge funds and large institutions have $96.8M invested in Royce Micro-Cap Trust in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2% more capital invested

Capital invested by funds: $94.9M → $96.8M (+$2M)

0% more funds holding

Funds holding: 6565 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.3% less ownership

Funds ownership: 30.44%30.14% (-0.3%)

Holders
65
Holders Change
Holders Change %
0%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$25.6M -$1.06M -123,003 -4%
Wells Fargo
2
Wells Fargo
California
$6.64M +$73.8K +8,592 +1%
RCM
3
Rivernorth Capital Management
Florida
$6.63M -$1.39M -161,449 -17%
Morgan Stanley
4
Morgan Stanley
New York
$6.04M -$393K -45,831 -6%
OA
5
Oxbow Advisors
Texas
$5.31M -$46.2K -5,383 -0.9%
UBS Group
6
UBS Group
Switzerland
$4.97M +$2.43K +283 +0%
CA
7
Cornerstone Advisors
North Carolina
$4.38M -$332K -38,718 -7%
SFS
8
Shaker Financial Services
Virginia
$4.11M +$2.12M +246,979 +108%
FC
9
FCA Corp
Texas
$2.87M +$45.4K +5,286 +2%
PAIM
10
Punch & Associates Investment Management
Minnesota
$2.75M -$812K -94,528 -23%
BA
11
Bard Associates
Illinois
$2.13M -$3.06K -356 -0.1%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.03M +$87.8K +10,225 +5%
RJA
13
Raymond James & Associates
Florida
$1.8M +$65.6K +7,641 +4%
TFF
14
The Family Firm
Maryland
$1.69M -$13.1K -1,528 -0.8%
1CP
15
1607 Capital Partners
Virginia
$1.35M
MAA
16
Mraz Amerine & Associates
California
$1.26M
FFA
17
First Foundation Advisors
California
$1.11M +$305K +35,498 +38%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.1M +$15.4K +1,799 +1%
FAAS
19
First Allied Advisory Services
California
$1.08M +$116K +13,564 +12%
FC
20
Fiduciary Counselling
Minnesota
$969K +$6.24K +727 +0.7%
DA
21
Doliver Advisors
Texas
$855K +$16.8K +1,952 +2%
LPL Financial
22
LPL Financial
California
$819K -$161K -18,726 -17%
Bank of America
23
Bank of America
North Carolina
$781K +$194K +22,573 +33%
Stifel Financial
24
Stifel Financial
Missouri
$758K +$549K +63,935 +268%
Brown Advisory
25
Brown Advisory
Maryland
$716K -$51.5K -6,000 -7%

RMT Hedge Fund Activity: Q2 2017 in Review

65 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2017, worth a combined $96.8M — up 2.1% from $94.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RMT positions and 10 closed out — a net gain of 1 holder — while 29 added to existing stakes and 18 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.12M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.39M.

  • 65 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2017, unchanged from Q1 2017.
  • Funds reported $96.8M of Royce Micro-Cap Trust stock for Q2 2017, up 2.1% quarter-over-quarter.
  • 11 funds opened new Royce Micro-Cap Trust positions in Q2 2017 and 10 closed out, a net change of +1 holder.
  • The largest Royce Micro-Cap Trust buyer in Q2 2017 was Shaker Financial Services, an estimated $2.12M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2017 was Rivernorth Capital Management, an estimated $1.39M sold.

Based on aggregated 13F filings for Q2 2017.