RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

65 hedge funds and large institutions have $96.9M invested in Royce Micro-Cap Trust in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 10 closing their positions.

Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.11M
2
PC
2
Pecaut & Co
Iowa
$690K
3
Stifel Financial
3
Stifel Financial
Missouri
$758K
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$393K
5
SG Americas Securities
5
SG Americas Securities
New York
$350K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$6.64M
2
HK
2
Horizon Kinetics
New York
$25.7M
3
MC
3
Matisse Capital
Oregon
$147K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$2.75M
5
Comerica Bank
5
Comerica Bank
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$25.7M 2,965,348 -123,003 -4%
Wells Fargo
2
Wells Fargo
California
$6.64M 767,311 +8,592 +1%
RCM
3
Rivernorth Capital Management
Florida
$6.64M 767,098 -161,449 -17%
Morgan Stanley
4
Morgan Stanley
New York
$6.05M 698,793 -45,831 -6%
OA
5
Oxbow Advisors
Texas
$5.31M 614,178 -5,383 -0.9%
UBS Group
6
UBS Group
Switzerland
$4.97M 574,458 +283 +0%
CA
7
Cornerstone Advisors
North Carolina
$4.38M 505,960 -38,718 -7%
SFS
8
Shaker Financial Services
Virginia
$4.11M 475,462 +246,979 +108%
FC
9
FCA Corp
Texas
$2.87M 332,128 +5,286 +2%
PAIM
10
Punch & Associates Investment Management
Minnesota
$2.75M 317,412 -94,528 -23%
BA
11
Bard Associates
Illinois
$2.13M 245,940 -356 -0.1%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.03M 232,338 +10,225 +5%
RJA
13
Raymond James & Associates
Florida
$1.8M 208,607 +7,641 +4%
TFF
14
The Family Firm
Maryland
$1.69M 195,468 -1,528 -0.8%
1CP
15
1607 Capital Partners
Virginia
$1.35M 155,601 – –
MAA
16
Mraz Amerine & Associates
California
$1.26M 145,920 – –
FFA
17
First Foundation Advisors
California
$1.11M 128,362 +35,498 +38%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.1M 127,230 +1,799 +1%
FAAS
19
First Allied Advisory Services
California
$1.08M 125,074 +13,564 +12%
FC
20
Fiduciary Counselling
Minnesota
$969K 111,968 +727 +0.7%
DA
21
Doliver Advisors
Texas
$855K 98,816 +1,952 +2%
LPL Financial
22
LPL Financial
California
$819K 94,631 -18,726 -17%
Bank of America
23
Bank of America
North Carolina
$781K 90,326 +22,573 +33%
Stifel Financial
24
Stifel Financial
Missouri
$758K 87,824 +63,935 +268%
Brown Advisory
25
Brown Advisory
Maryland
$716K 82,802 -6,000 -7%
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