RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $81.5M invested in Royce Micro-Cap Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
66
Holders Change
-3
Holders Change %
-4.35%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
26
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$19M
2
OA
2
Oxbow Advisors
Texas
$5.37M
3
AG
3
Advisor Group
Arizona
$810K
4
Wells Fargo
4
Wells Fargo
California
$5.44M
5
1CP
5
1607 Capital Partners
Virginia
$541K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$234K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$5.9M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$1.15M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.43M
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$19M 2,591,714 +2,473,038 +2,084%
Morgan Stanley
2
Morgan Stanley
New York
$5.9M 804,366 -162,874 -17%
Wells Fargo
3
Wells Fargo
California
$5.44M 740,557 +93,230 +14%
OA
4
Oxbow Advisors
Texas
$5.37M 731,395 +731,395 New
FIMG
5
Financial & Investment Management Group
Michigan
$5.25M 715,435 -36,996 -5%
GFM
6
Gramercy Funds Management
Connecticut
$4.8M 654,140 -63,920 -9%
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.43M 604,140 -112,237 -16%
UBS Group
8
UBS Group
Switzerland
$4.02M 548,233 +8,665 +2%
CA
9
Cornerstone Advisors
North Carolina
$3.12M 425,475 +53,206 +14%
FC
10
FCA Corp
Texas
$2.24M 304,527 +26,098 +9%
BA
11
Bard Associates
Illinois
$2.14M 292,001 -3,745 -1%
TFF
12
The Family Firm
Maryland
$1.81M 246,859 +3,865 +2%
RJA
13
Raymond James & Associates
Florida
$1.64M 223,064 +68,277 +44%
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$1.15M 156,720 -117,449 -43%
FC
15
Fiduciary Counselling
Minnesota
$1.11M 151,614 +3,226 +2%
SFS
16
Shaker Financial Services
Virginia
$931K 126,827 -40,466 -24%
AG
17
Advisor Group
Arizona
$810K 110,574 +110,574 New
MAA
18
Mraz Amerine & Associates
California
$787K 107,238 – –
NSAM
19
North Star Asset Management
Wisconsin
$739K 100,683 -42,547 -30%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$732K 99,686 +1,781 +2%
Brown Advisory
21
Brown Advisory
Maryland
$718K 97,808 -42,215 -30%
DA
22
Doliver Advisors
Texas
$700K 94,163 -44,002 -32%
FAAS
23
First Allied Advisory Services
California
$587K 79,733 -14,699 -16%
VFS
24
VSR Financial Services
Kansas
$585K 79,724 -7,180 -8%
PVWM
25
Point View Wealth Management
New Jersey
$544K 74,124 +5,554 +8%
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