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RMT

Royce Micro-Cap Trust

66 hedge funds and large institutions have $81.5M invested in Royce Micro-Cap Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $66.2M → $81.5M (+$15.3M)

4.71% more ownership

Funds ownership: 27.12%31.83% (+4.7%)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 6966 (-3)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
66
Holders Change
-3
Holders Change %
-4.35%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
26
Reduced
25
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$19M +$18M +2,473,038 +2,084%
Morgan Stanley
2
Morgan Stanley
New York
$5.9M -$1.19M -162,874 -17%
Wells Fargo
3
Wells Fargo
California
$5.44M +$680K +93,230 +14%
OA
4
Oxbow Advisors
Texas
$5.37M +$5.33M +731,395 New
FIMG
5
Financial & Investment Management Group
Michigan
$5.25M -$270K -36,996 -5%
GFM
6
Gramercy Funds Management
Connecticut
$4.8M -$466K -63,920 -9%
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.43M -$819K -112,237 -16%
UBS Group
8
UBS Group
Switzerland
$4.02M +$63.2K +8,665 +2%
CA
9
Cornerstone Advisors
North Carolina
$3.12M +$388K +53,206 +14%
FC
10
FCA Corp
Texas
$2.23M +$190K +26,098 +9%
BA
11
Bard Associates
Illinois
$2.14M -$27.3K -3,745 -1%
TFF
12
The Family Firm
Maryland
$1.81M +$28.2K +3,865 +2%
RJA
13
Raymond James & Associates
Florida
$1.64M +$498K +68,277 +44%
Bank of Nova Scotia
14
Bank of Nova Scotia
Ontario, Canada
$1.15M -$857K -117,449 -43%
FC
15
Fiduciary Counselling
Minnesota
$1.11M +$23.5K +3,226 +2%
SFS
16
Shaker Financial Services
Virginia
$931K -$295K -40,466 -24%
AG
17
Advisor Group
Arizona
$810K +$806K +110,574 New
MAA
18
Mraz Amerine & Associates
California
$787K
NSAM
19
North Star Asset Management
Wisconsin
$739K -$310K -42,547 -30%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$732K +$13K +1,781 +2%
Brown Advisory
21
Brown Advisory
Maryland
$718K -$308K -42,215 -30%
DA
22
Doliver Advisors
Texas
$700K -$321K -44,002 -32%
FAAS
23
First Allied Advisory Services
California
$587K -$107K -14,699 -16%
VFS
24
VSR Financial Services
Kansas
$585K -$52.4K -7,180 -8%
PVWM
25
Point View Wealth Management
New Jersey
$544K +$40.5K +5,554 +8%

RMT Hedge Fund Activity: Q2 2016 in Review

66 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2016, worth a combined $81.5M — up 23% from $66.2M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RMT and 9 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 26 added.

The largest buyer was Horizon Kinetics, adding an estimated $18M. The largest seller was Matisse Capital, cutting an estimated $4.41M.

  • 66 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2016, down from 69 in Q1 2016.
  • Funds reported $81.5M of Royce Micro-Cap Trust stock for Q2 2016, up 23% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q2 2016 and 11 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2016 was Horizon Kinetics, an estimated $18M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2016 was Matisse Capital, an estimated $4.41M sold.

Based on aggregated 13F filings for Q2 2016.