RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

70 hedge funds and large institutions have $94.6M invested in Royce Micro-Cap Trust in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
36
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.72M
2
HK
2
Horizon Kinetics
New York
$23M
3
MC
3
Matisse Capital
Oregon
$2.45M
4
FHA
4
Flagship Harbor Advisors
Massachusetts
$1.64M
5
CA
5
Cornerstone Advisors
North Carolina
$4.51M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$1.25M
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$971K
4
SFS
4
Shaker Financial Services
Virginia
$2.44M
5
GWM
5
Geneos Wealth Management
Colorado
$89K
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$23M 2,820,160 +269,255 +11%
RCM
2
Rivernorth Capital Management
Florida
$6.72M 823,112 +360,737 +78%
Wells Fargo
3
Wells Fargo
California
$5.79M 709,561 +2,699 +0.4%
OA
4
Oxbow Advisors
Texas
$5.48M 671,384 -16,377 -2%
UBS Group
5
UBS Group
Switzerland
$4.69M 575,180 +1,659 +0.3%
Morgan Stanley
6
Morgan Stanley
New York
$4.67M 572,313 +40,212 +8%
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.61M 564,909 -7,851 -1%
CA
8
Cornerstone Advisors
North Carolina
$4.51M 554,371 +52,883 +11%
FC
9
FCA Corp
Texas
$2.61M 319,567 +3,004 +0.9%
MC
10
Matisse Capital
Oregon
$2.45M 300,026 +227,472 +314%
SFS
11
Shaker Financial Services
Virginia
$2.44M 299,053 -76,570 -20%
BA
12
Bard Associates
Illinois
$2.15M 263,801 -19,245 -7%
RJA
13
Raymond James & Associates
Florida
$2.08M 254,256 +18,743 +8%
TFF
14
The Family Firm
Maryland
$2.01M 246,091 -1,842 -0.7%
FHA
15
Flagship Harbor Advisors
Massachusetts
$1.64M 201,494 +201,494 New
Citigroup
16
Citigroup
New York
$1.48M 181,488 -2,076 -1%
GFM
17
Gramercy Funds Management
Connecticut
$1.25M 153,363 -500,777 -77%
FC
18
Fiduciary Counselling
Minnesota
$1.23M 151,089 -2,079 -1%
MAA
19
Mraz Amerine & Associates
California
$1.03M 126,720 +19,482 +18%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$974K 119,310 +22,227 +23%
Bank of Nova Scotia
21
Bank of Nova Scotia
Ontario, Canada
$971K 119,440 -79,086 -40%
FAAS
22
First Allied Advisory Services
California
$877K 107,482 +21,177 +25%
AG
23
Advisor Group
Arizona
$843K 103,296 +686 +0.7%
1CP
24
1607 Capital Partners
Virginia
$832K 101,999 +22,843 +29%
Brown Advisory
25
Brown Advisory
Maryland
$806K 98,802 +918 +0.9%
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