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RMT

Royce Micro-Cap Trust

86 hedge funds and large institutions have $111M invested in Royce Micro-Cap Trust in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 22

2% more capital invested

Capital invested by funds: $109M → $111M (+$2.37M)

2.06% less ownership

Funds ownership: 30.98%28.92% (-2.1%)

3% less funds holding

Funds holding: 8986 (-3)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
86
Holders Change
-3
Holders Change %
-3.37%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
33
Reduced
22
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.9M -$5.54M -630,656 -23%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$9.89M +$3.16M +358,979 +46%
AAM
3
Advisors Asset Management
Colorado
$8.58M +$407K +46,296 +5%
UBS Group
4
UBS Group
Switzerland
$8.36M +$119K +13,488 +1%
1CP
5
1607 Capital Partners
Virginia
$7.73M -$925K -105,279 -11%
Wells Fargo
6
Wells Fargo
California
$6.69M -$846K -96,210 -11%
PAIM
7
Punch & Associates Investment Management
Minnesota
$3.58M -$950K -108,122 -21%
Bank of America
8
Bank of America
North Carolina
$3.43M +$156K +17,703 +5%
MAA
9
Mraz Amerine & Associates
California
$3.28M +$259K +29,458 +8%
FHA
10
Flagship Harbor Advisors
Massachusetts
$3.22M +$79.3K +9,023 +2%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$2.63M
FC
12
FCA Corp
Texas
$2.47M +$31.8K +3,623 +1%
RJA
13
Raymond James & Associates
Florida
$2.42M +$140K +15,905 +6%
TFF
14
The Family Firm
Maryland
$2.23M +$97.2K +11,063 +5%
BA
15
Bard Associates
Illinois
$2.07M -$52.7K -6,000 -2%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$1.84M -$107K -12,218 -5%
AW
17
Atlas Wealth
Ohio
$1.77M +$1.79M +203,448 New
LPL Financial
18
LPL Financial
California
$1.53M -$44.5K -5,063 -3%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.36M +$638K +72,565 +86%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.36M +$159K +18,090 +13%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.33M -$130K -14,743 -9%
HKAM
22
Horizon Kinetics Asset Management
New York
$1.25M -$4.94K -562 -0.4%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$1.08M +$209K +23,750 +24%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.05M +$29.9K +3,407 +3%
MC
25
Moors & Cabot
Massachusetts
$851K +$60.1K +6,835 +7%

RMT Hedge Fund Activity: Q4 2022 in Review

86 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2022, worth a combined $111M — up 2.2% from $109M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of RMT and 14 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 33 added.

The largest buyer was Allspring Global Investments, adding an estimated $3.16M. The largest seller was Morgan Stanley, cutting an estimated $5.54M.

  • 86 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2022, down from 89 in Q3 2022.
  • Funds reported $111M of Royce Micro-Cap Trust stock for Q4 2022, up 2.2% quarter-over-quarter.
  • 14 funds opened new Royce Micro-Cap Trust positions in Q4 2022 and 16 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2022 was Allspring Global Investments, an estimated $3.16M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2022 was Morgan Stanley, an estimated $5.54M sold.

Based on aggregated 13F filings for Q4 2022.