DI
RMT

DFPG Investments’s Royce Micro-Cap Trust RMT Stock Holding History

DFPG Investments’s Portfolio RMT Stock Details RMT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$634K Sell
71,226
-3,700
-5% -$30.9K 0.05% 336
2023
Q3 		$586K Buy
74,926
+5,529
+8% +$48.7K 0.05% 313
2023
Q2 		$636K Sell
69,397
-15,574
-18% -$131K 0.06% 323
2023
Q1 		$745K Buy
84,971
+6,331
+8% +$57.9K 0.08% 254
2022
Q4 		$728K Buy
+78,640
New +$691K 0.12% 194

Other funds holding RMT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
ARA
Alexander Randolph Advisory Mclean, Virginia $116M AUM 15.12% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MAA
Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

DFPG Investments's RMT Position: Q4 2023 in Review

DFPG Investments reduced its Royce Micro-Cap Trust (RMT) stake by 4.9% in Q4 2023, selling an estimated $30.9K and leaving 71,226 shares worth $634K. The position accounts for 0.05% of the portfolio, ranked #336.

DFPG Investments first reported a position in RMT in Q4 2022 and has held it in 5 quarters since. The position peaked at $745K in Q1 2023. 88 funds tracked by Wall St. Rank hold RMT as of Q4 2023.

  • DFPG Investments held 71,226 shares of Royce Micro-Cap Trust worth $634K as of Q4 2023.
  • DFPG Investments sold 3,700 Royce Micro-Cap Trust shares in Q4 2023, an estimated $30.9K.
  • Royce Micro-Cap Trust made up 0.05% of DFPG Investments's portfolio in Q4 2023, its #336 holding.
  • DFPG Investments first reported a position in Royce Micro-Cap Trust in Q4 2022 and has held it in 5 quarters since.
  • DFPG Investments's Royce Micro-Cap Trust position peaked at $745K in Q1 2023.
  • 88 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.