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RMT

Royce Micro-Cap Trust

87 hedge funds and large institutions have $110M invested in Royce Micro-Cap Trust in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

14% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 28

1% more funds holding

Funds holding: 8687 (+1)

0.5% less ownership

Funds ownership: 28.92%28.42% (-0.5%)

1% less capital invested

Capital invested by funds: $111M → $110M (-$1.09M)

Holders
87
Holders Change
+1
Holders Change %
+1.16%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
32
Reduced
28
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.9M -$1.28M -139,918 -7%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$10.7M +$713K +77,945 +7%
AAM
3
Advisors Asset Management
Colorado
$9.22M +$575K +62,804 +6%
UBS Group
4
UBS Group
Switzerland
$7.9M -$567K -62,004 -6%
Wells Fargo
5
Wells Fargo
California
$6.92M +$167K +18,299 +2%
1CP
6
1607 Capital Partners
Virginia
$6.73M -$1.13M -123,465 -14%
Bank of America
7
Bank of America
North Carolina
$3.75M +$295K +32,193 +8%
PAIM
8
Punch & Associates Investment Management
Minnesota
$3.66M +$44.6K +4,876 +1%
MAA
9
Mraz Amerine & Associates
California
$3.55M +$246K +26,927 +7%
FHA
10
Flagship Harbor Advisors
Massachusetts
$3.34M +$87.8K +9,598 +3%
RJA
11
Raymond James & Associates
Florida
$2.62M +$181K +19,828 +7%
FC
12
FCA Corp
Texas
$2.52M +$20.8K +2,278 +0.8%
TFF
13
The Family Firm
Maryland
$2.32M +$71.4K +7,801 +3%
BA
14
Bard Associates
Illinois
$2.11M +$10.8K +1,175 +0.5%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$1.72M -$143K -15,677 -7%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$1.66M +$297K +32,442 +21%
AW
17
Atlas Wealth
Ohio
$1.56M -$232K -25,402 -12%
LPL Financial
18
LPL Financial
California
$1.51M -$31.7K -3,462 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.51M +$168K +18,343 +12%
1832 Asset Management
20
1832 Asset Management
Ontario, Canada
$1.43M -$1.28M -139,667 -46%
HKAM
21
Horizon Kinetics Asset Management
New York
$1.26M -$27 -3 -0%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.25M -$125K -13,627 -9%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$936K -$159K -17,398 -14%
MC
24
Moors & Cabot
Massachusetts
$869K +$10.5K +1,144 +1%
EWA
25
EP Wealth Advisors
California
$841K +$35.1K +3,840 New

RMT Hedge Fund Activity: Q1 2023 in Review

87 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2023, worth a combined $110M — down 0.98% from $111M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RMT positions and 7 closed out — a net gain of 2 holders — while 32 added to existing stakes and 28 trimmed.

The largest buyer was Allspring Global Investments, adding an estimated $713K. The largest seller was Morgan Stanley, cutting an estimated $1.28M.

  • 87 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2023, up from 86 in Q4 2022.
  • Funds reported $110M of Royce Micro-Cap Trust stock for Q1 2023, down 0.98% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q1 2023 and 7 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2023 was Allspring Global Investments, an estimated $713K added.
  • The largest Royce Micro-Cap Trust seller in Q1 2023 was Morgan Stanley, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2023.