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RMT

Royce Micro-Cap Trust

56 hedge funds and large institutions have $94.5M invested in Royce Micro-Cap Trust in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

19% more funds holding

Funds holding: 4756 (+9)

1.93% more ownership

Funds ownership: 24.27%26.2% (+1.9%)

5% more capital invested

Capital invested by funds: $90.2M → $94.5M (+$4.32M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
56
Holders Change
+9
Holders Change %
+19.15%
% of All Funds
1.62%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
24
Reduced
15
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.6M +$1.41M +114,015 +6%
Wells Fargo
2
Wells Fargo
California
$10.8M -$24.8K -2,003 -0.2%
GFM
3
Gramercy Funds Management
Connecticut
$8.15M -$352K -28,500 -4%
U
4
UBS
Switzerland
$6.15M +$295K +23,825 +5%
NSAM
5
North Star Asset Management
Wisconsin
$4.82M +$143K +11,565 +3%
BI
6
Bulldog Investors
New Jersey
$4.81M -$405K -32,758 -8%
SG Americas Securities
7
SG Americas Securities
New York
$3.39M -$504K -40,806 -13%
Brown Advisory
8
Brown Advisory
Maryland
$3.04M +$57K +4,612 +2%
BA
9
Bard Associates
Illinois
$2.92M -$8.85K -716 -0.3%
RJA
10
Raymond James & Associates
Florida
$2.52M +$2.21M +179,053 +663%
LPL Financial
11
LPL Financial
California
$1.9M -$126K -10,174 -6%
FC
12
FCA Corp
Texas
$1.62M +$165K +13,370 +11%
VFS
13
VSR Financial Services
Kansas
$1.51M
1CP
14
1607 Capital Partners
Virginia
$1.26M -$26K -2,100 -2%
FAAS
15
First Allied Advisory Services
California
$1.23M +$233K +18,819 +23%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.2M +$92.3K +7,464 +8%
SFS
17
Shaker Financial Services
Virginia
$1.17M +$1.18M +95,651 New
MAA
18
Mraz Amerine & Associates
California
$1.17M +$37.1K +3,000 +3%
PAIM
19
Punch & Associates Investment Management
Minnesota
$1.11M -$41.9K -3,390 -4%
DA
20
Doliver Advisors
Texas
$864K +$722K +58,418 +480%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$738K -$54.1K -4,380 -7%
TC
22
TFS Capital
Pennsylvania
$714K +$721K +58,297 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$697K -$22.1K -1,789 -3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$669K +$12.1K +979 +2%
PVWM
25
Point View Wealth Management
New Jersey
$645K -$11.7K -948 -2%

RMT Hedge Fund Activity: Q1 2014 in Review

56 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2014, worth a combined $94.5M — up 4.8% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 3 closed out — a net gain of 9 holders — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.21M. The largest seller was SG Americas Securities, cutting an estimated $504K.

  • 56 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2014, up from 47 in Q4 2013.
  • Funds reported $94.5M of Royce Micro-Cap Trust stock for Q1 2014, up 4.8% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q1 2014 and 3 closed out, a net change of +9 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2014 was Raymond James & Associates, an estimated $2.21M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2014 was SG Americas Securities, an estimated $504K sold.

Based on aggregated 13F filings for Q1 2014.