RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

56 hedge funds and large institutions have $94.5M invested in Royce Micro-Cap Trust in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
56
Holders Change
+9
Holders Change %
+19.15%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
24
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.6M
3
SFS
3
Shaker Financial Services
Virginia
$1.17M
4
DA
4
Doliver Advisors
Texas
$864K
5
TC
5
TFS Capital
Pennsylvania
$714K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$3.39M
2
BI
2
Bulldog Investors
New Jersey
$4.81M
3
GFM
3
Gramercy Funds Management
Connecticut
$8.15M
4
GC
4
Guggenheim Capital
Illinois
$0
5
Comerica Bank
5
Comerica Bank
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.6M 1,925,531 +114,015 +6%
Wells Fargo
2
Wells Fargo
California
$10.8M 880,757 -2,003 -0.2%
GFM
3
Gramercy Funds Management
Connecticut
$8.15M 665,608 -28,500 -4%
U
4
UBS
Switzerland
$6.15M 502,408 +23,825 +5%
NSAM
5
North Star Asset Management
Wisconsin
$4.82M 393,547 +11,565 +3%
BI
6
Bulldog Investors
New Jersey
$4.81M 393,163 -32,758 -8%
SG Americas Securities
7
SG Americas Securities
New York
$3.39M 277,295 -40,806 -13%
Brown Advisory
8
Brown Advisory
Maryland
$3.04M 247,911 +4,612 +2%
BA
9
Bard Associates
Illinois
$2.92M 238,924 -716 -0.3%
RJA
10
Raymond James & Associates
Florida
$2.52M 206,042 +179,053 +663%
LPL Financial
11
LPL Financial
California
$1.9M 155,565 -10,174 -6%
FC
12
FCA Corp
Texas
$1.62M 132,390 +13,370 +11%
VFS
13
VSR Financial Services
Kansas
$1.51M 123,473 – –
1CP
14
1607 Capital Partners
Virginia
$1.26M 102,711 -2,100 -2%
FAAS
15
First Allied Advisory Services
California
$1.23M 101,040 +18,819 +23%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.2M 98,126 +7,464 +8%
SFS
17
Shaker Financial Services
Virginia
$1.17M 95,651 +95,651 New
MAA
18
Mraz Amerine & Associates
California
$1.17M 95,486 +3,000 +3%
PAIM
19
Punch & Associates Investment Management
Minnesota
$1.11M 90,592 -3,390 -4%
DA
20
Doliver Advisors
Texas
$864K 70,578 +58,418 +480%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$738K 60,296 -4,380 -7%
TC
22
TFS Capital
Pennsylvania
$714K 58,297 +58,297 New
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$697K 56,928 -1,789 -3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$669K 54,637 +979 +2%
PVWM
25
Point View Wealth Management
New Jersey
$645K 52,684 -948 -2%
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