RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

70 hedge funds and large institutions have $98.2M invested in Royce Micro-Cap Trust in 2018 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 6 closing their positions.

Holders
70
Holders Change
+2
Holders Change %
+2.94%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
31
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$8.41M
2
AAM
2
Advisors Asset Management
Colorado
$1.73M
3
BlackRock
3
BlackRock
New York
$1.5M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$518K
5
CAN
5
Claraphi Advisory Network
United States
$272K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.05M
2
AA
2
Advisory Alpha
Michigan
$2.59M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
1CP
4
1607 Capital Partners
Virginia
$278K
5
OA
5
Oxbow Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$25.3M 2,530,383 -62,720 -2%
Wells Fargo
2
Wells Fargo
California
$8.41M 841,432 +329,799 +64%
UBS Group
3
UBS Group
Switzerland
$7.42M 742,525 +11,784 +2%
Morgan Stanley
4
Morgan Stanley
New York
$6.91M 691,326 +11,531 +2%
SFS
5
Shaker Financial Services
Virginia
$5.35M 535,168 -54,819 -9%
FC
6
FCA Corp
Texas
$3.35M 334,877 -4,332 -1%
FHA
7
Flagship Harbor Advisors
Massachusetts
$3.17M 317,072 +19,576 +7%
AA
8
Advisory Alpha
Michigan
$2.59M 248,039 -328,812 -57%
PAIM
9
Punch & Associates Investment Management
Minnesota
$2.46M 246,168 +1,908 +0.8%
BA
10
Bard Associates
Illinois
$2.14M 214,226 -17,370 -8%
TFF
11
The Family Firm
Maryland
$2.03M 203,119 +3,064 +2%
FAAS
12
First Allied Advisory Services
California
$1.78M 177,738 -2,771 -2%
AAM
13
Advisors Asset Management
Colorado
$1.73M 173,201 +173,201 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.67M 167,256 +1,374 +0.8%
BlackRock
15
BlackRock
New York
$1.5M 150,501 +150,501 New
MAA
16
Mraz Amerine & Associates
California
$1.49M 148,865 +1,000 +0.7%
FFA
17
First Foundation Advisors
California
$1.47M 146,875 -11,273 -7%
JIP
18
Jaffetilchin Investment Partners
Florida
$1.35M 135,377 -9,468 -7%
LPL Financial
19
LPL Financial
California
$1.26M 125,954 +1,451 +1%
Stifel Financial
20
Stifel Financial
Missouri
$1.09M 109,334 +11,097 +11%
RCM
21
Rivernorth Capital Management
Florida
$1.05M 105,156 -520,653 -83%
Bank of America
22
Bank of America
North Carolina
$892K 89,356 +2,493 +3%
PC
23
Pecaut & Co
Iowa
$875K 87,585 +1,510 +2%
Brown Advisory
24
Brown Advisory
Maryland
$812K 81,222 – –
RJA
25
Raymond James & Associates
Florida
$734K 73,451 -20,510 -22%
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