RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

53 hedge funds and large institutions have $92.2M invested in Royce Micro-Cap Trust in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
53
Holders Change
-3
Holders Change %
-5.36%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
20
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$12.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$24.7M
3
Deutsche Bank
3
Deutsche Bank
Germany
$337K
4
MAA
4
Mraz Amerine & Associates
California
$1.49M
5
FAAS
5
First Allied Advisory Services
California
$1.5M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$2.15M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
1CP
3
1607 Capital Partners
Virginia
$414K
4
DA
4
Doliver Advisors
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.86M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24.7M 1,957,173 +31,642 +2%
Wells Fargo
2
Wells Fargo
California
$12.2M 964,053 +83,296 +9%
GFM
3
Gramercy Funds Management
Connecticut
$8.29M 657,177 -8,431 -1%
U
4
UBS
Switzerland
$6.55M 519,303 +16,895 +3%
NSAM
5
North Star Asset Management
Wisconsin
$4.77M 377,809 -15,738 -4%
SG Americas Securities
6
SG Americas Securities
New York
$3.57M 282,640 +5,345 +2%
Brown Advisory
7
Brown Advisory
Maryland
$3.14M 248,511 +600 +0.2%
BA
8
Bard Associates
Illinois
$2.81M 222,949 -15,975 -7%
BI
9
Bulldog Investors
New Jersey
$2.15M 170,134 -223,029 -57%
RJA
10
Raymond James & Associates
Florida
$1.86M 147,053 -58,989 -29%
FC
11
FCA Corp
Texas
$1.66M 131,326 -1,064 -0.8%
VFS
12
VSR Financial Services
Kansas
$1.56M 123,473 – –
LPL Financial
13
LPL Financial
California
$1.55M 122,600 -32,965 -21%
FAAS
14
First Allied Advisory Services
California
$1.5M 118,455 +17,415 +17%
MAA
15
Mraz Amerine & Associates
California
$1.49M 117,703 +22,217 +23%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.39M 109,967 +11,841 +12%
PAIM
17
Punch & Associates Investment Management
Minnesota
$1.14M 90,591 -1 -0%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$728K 57,660 +732 +1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$725K 57,480 -2,816 -5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$689K 54,637 – –
PFM
21
Parsec Financial Management
North Carolina
$675K 53,458 +1,004 +2%
PVWM
22
Point View Wealth Management
New Jersey
$656K 52,017 -667 -1%
AIG
23
American International Group
New York
$655K 51,910 +9,019 +21%
Bank of America
24
Bank of America
North Carolina
$604K 47,844 +10,428 +28%
RIL
25
Rothschild Investment LLC
Illinois
$580K 45,945 -875 -2%
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