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RMT

Royce Micro-Cap Trust

53 hedge funds and large institutions have $92.2M invested in Royce Micro-Cap Trust in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

2% less capital invested

Capital invested by funds: $94.5M → $92.2M (-$2.28M)

1.4% less ownership

Funds ownership: 26.2%24.8% (-1.4%)

5% less funds holding

Funds holding: 5653 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
53
Holders Change
-3
Holders Change %
-5.36%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
20
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.7M +$383K +31,642 +2%
Wells Fargo
2
Wells Fargo
California
$12.2M +$1.01M +83,296 +9%
GFM
3
Gramercy Funds Management
Connecticut
$8.29M -$102K -8,431 -1%
U
4
UBS
Switzerland
$6.55M +$205K +16,895 +3%
NSAM
5
North Star Asset Management
Wisconsin
$4.77M -$191K -15,738 -4%
SG Americas Securities
6
SG Americas Securities
New York
$3.57M +$64.8K +5,345 +2%
Brown Advisory
7
Brown Advisory
Maryland
$3.14M +$7.27K +600 +0.2%
BA
8
Bard Associates
Illinois
$2.81M -$194K -15,975 -7%
BI
9
Bulldog Investors
New Jersey
$2.15M -$2.7M -223,029 -57%
RJA
10
Raymond James & Associates
Florida
$1.86M -$715K -58,989 -29%
FC
11
FCA Corp
Texas
$1.66M -$12.9K -1,064 -0.8%
VFS
12
VSR Financial Services
Kansas
$1.56M
LPL Financial
13
LPL Financial
California
$1.55M -$399K -32,965 -21%
FAAS
14
First Allied Advisory Services
California
$1.5M +$211K +17,415 +17%
MAA
15
Mraz Amerine & Associates
California
$1.49M +$269K +22,217 +23%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.39M +$143K +11,841 +12%
PAIM
17
Punch & Associates Investment Management
Minnesota
$1.14M -$12 -1 -0%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$728K +$8.87K +732 +1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$725K -$34.1K -2,816 -5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$689K
PFM
21
Parsec Financial Management
North Carolina
$675K +$12.2K +1,004 +2%
PVWM
22
Point View Wealth Management
New Jersey
$656K -$8.08K -667 -1%
AIG
23
American International Group
New York
$655K +$109K +9,019 +21%
Bank of America
24
Bank of America
North Carolina
$604K +$126K +10,428 +28%
RIL
25
Rothschild Investment LLC
Illinois
$580K -$10.6K -875 -2%

RMT Hedge Fund Activity: Q2 2014 in Review

53 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2014, worth a combined $92.2M — down 2.4% from $94.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RMT and 3 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 20 added.

The largest buyer was Wells Fargo, adding an estimated $1.01M. The largest seller was Bulldog Investors, cutting an estimated $2.7M.

  • 53 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2014, down from 56 in Q1 2014.
  • Funds reported $92.2M of Royce Micro-Cap Trust stock for Q2 2014, down 2.4% quarter-over-quarter.
  • 3 funds opened new Royce Micro-Cap Trust positions in Q2 2014 and 6 closed out, a net change of -3 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2014 was Wells Fargo, an estimated $1.01M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2014 was Bulldog Investors, an estimated $2.7M sold.

Based on aggregated 13F filings for Q2 2014.