First Allied Advisory Services’s Royce Micro-Cap Trust RMT Stock Holding History

First Allied Advisory Services’s Portfolio RMT Stock Details RMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-385,059	Closed	-$2.77M	–	1229
2020 Q2	$2.77M	Sell	385,059 -63,845	-14%	-$423K	0.1%	211
2020 Q1	$2.5M	Buy	448,904 +14,057	+3%	+$108K	0.11%	203
2019 Q4	$3.75M	Sell	434,847 -3,376	-0.8%	-$27.6K	0.13%	188
2019 Q3	$3.52M	Buy	438,223 +17,562	+4%	+$141K	0.13%	195
2019 Q2	$3.46M	Buy	420,661 +6,483	+2%	+$53.6K	0.12%	201
2019 Q1	$3.46M	Sell	414,178 -18,859	-4%	-$157K	0.12%	199
2018 Q4	$3.29M	Buy	433,037 +138,329	+47%	+$1.19M	0.13%	190
2018 Q3	$2.98M	Buy	294,708 +116,970	+66%	+$1.22M	0.1%	222
2018 Q2	$1.77M	Sell	177,738 -2,771	-2%	-$27.4K	0.07%	309
2018 Q1	$1.69M	Buy	180,509 +8,051	+5%	+$76.6K	0.07%	316
2017 Q4	$1.63M	Buy	172,458 +52,334	+44%	+$488K	0.06%	320
2017 Q3	$1.12M	Sell	120,124 -4,950	-4%	-$42.9K	0.05%	383
2017 Q2	$1.08M	Buy	125,074 +13,564	+12%	+$116K	0.05%	403
2017 Q1	$936K	Buy	111,510 +4,028	+4%	+$33.5K	0.05%	402
2016 Q4	$877K	Buy	107,482 +21,177	+25%	+$166K	0.04%	425
2016 Q3	$674K	Buy	86,305 +6,572	+8%	+$50.9K	0.04%	468
2016 Q2	$587K	Sell	79,733 -14,699	-16%	-$107K	0.03%	496
2016 Q1	$658K	Sell	94,432 -1,580	-2%	-$10.5K	0.04%	468
2015 Q4	$697K	Sell	96,012 -8,577	-8%	-$66.7K	0.04%	469
2015 Q3	$804K	Buy	104,589 +20,122	+24%	+$171K	0.04%	408
2015 Q2	$778K	Sell	84,467 -8,426	-9%	-$81.1K	0.03%	462
2015 Q1	$913K	Buy	92,893 +3,360	+4%	+$33K	0.06%	372
2014 Q4	$904K	Sell	89,533 -31,664	-26%	-$362K	0.07%	358
2014 Q3	$1.42M	Buy	121,197 +2,742	+2%	+$33.7K	0.11%	209
2014 Q2	$1.5M	Buy	118,455 +17,415	+17%	+$211K	0.11%	215
2014 Q1	$1.23M	Buy	101,040 +18,819	+23%	+$233K	0.09%	249
2013 Q4	$1.03M	Buy	82,221 +22,032	+37%	+$269K	0.08%	283
2013 Q3	$706K	Buy	60,189 +2,831	+5%	+$32.4K	0.04%	412
2013 Q2	$618K	Buy	+57,358	New	+$613K	0.05%	387

Other funds holding RMT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

First Allied Advisory Services's RMT Position: Q3 2020 in Review

First Allied Advisory Services sold out of Royce Micro-Cap Trust (RMT) in Q3 2020, closing a stake of 385,059 shares — an estimated $2.77M sold.

First Allied Advisory Services first reported a position in RMT in Q2 2013 and held it in 29 quarters. The position peaked at $3.75M in Q4 2019. 89 funds tracked by Wall St. Rank hold RMT as of Q3 2020.

First Allied Advisory Services reported no remaining Royce Micro-Cap Trust position as of Q3 2020 after selling out during the quarter.
First Allied Advisory Services sold 385,059 Royce Micro-Cap Trust shares in Q3 2020, an estimated $2.77M.
First Allied Advisory Services first reported a position in Royce Micro-Cap Trust in Q2 2013 and held it in 29 quarters.
First Allied Advisory Services's Royce Micro-Cap Trust position peaked at $3.75M in Q4 2019.
89 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.