RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

75 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
75
Holders Change
+9
Holders Change %
+13.64%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
32
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.64M
2
UBS Group
2
UBS Group
Switzerland
$6.16M
3
FAAS
3
First Allied Advisory Services
California
$1.63M
4
ACM
4
AlphaStar Capital Management
North Carolina
$494K
5
Creative Planning
5
Creative Planning
Kansas
$472K

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$500K
2
CA
2
Cornerstone Advisors
North Carolina
$5.14M
3
FC
3
Fiduciary Counselling
Minnesota
$0
4
HK
4
Horizon Kinetics
New York
$25.5M
5
RCM
5
Rivernorth Capital Management
Florida
$6.11M
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$25.5M 2,698,721 -110,639 -4%
Morgan Stanley
2
Morgan Stanley
New York
$6.25M 662,513 -9,401 -1%
UBS Group
3
UBS Group
Switzerland
$6.16M 652,731 +53,501 +9%
RCM
4
Rivernorth Capital Management
Florida
$6.11M 647,033 -102,352 -14%
SFS
5
Shaker Financial Services
Virginia
$5.64M 597,398 +53,800 +10%
CA
6
Cornerstone Advisors
North Carolina
$5.14M 544,645 -128,540 -19%
Wells Fargo
7
Wells Fargo
California
$4.28M 452,877 -37,196 -8%
FC
8
FCA Corp
Texas
$3.23M 342,022 +461 +0.1%
PAIM
9
Punch & Associates Investment Management
Minnesota
$2.49M 263,798 -18,287 -6%
FHA
10
Flagship Harbor Advisors
Massachusetts
$2.42M 254,512 +13,086 +5%
BA
11
Bard Associates
Illinois
$2.29M 242,391 -3,394 -1%
AA
12
Advisory Alpha
Michigan
$2.28M 239,083 +10,882 +5%
TFF
13
The Family Firm
Maryland
$1.86M 197,380 -10,725 -5%
FAAS
14
First Allied Advisory Services
California
$1.63M 172,458 +52,334 +44%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.54M 162,561 +34,886 +27%
RJA
16
Raymond James & Associates
Florida
$1.52M 161,309 -48,049 -23%
FFA
17
First Foundation Advisors
California
$1.49M 158,094 +19,268 +14%
MAA
18
Mraz Amerine & Associates
California
$1.4M 148,019 +7,414 +5%
1CP
19
1607 Capital Partners
Virginia
$1.38M 146,401 -8,400 -5%
LPL Financial
20
LPL Financial
California
$1M 106,204 +6,617 +7%
Stifel Financial
21
Stifel Financial
Missouri
$898K 95,333 +1,358 +1%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$889K 94,267 +19,733 +26%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$866K 91,650 -168 -0.2%
Bank of America
24
Bank of America
North Carolina
$860K 91,069 -40,976 -31%
PC
25
Pecaut & Co
Iowa
$783K 82,976 +1,740 +2%
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