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RMT

Royce Micro-Cap Trust

84 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 8184 (+3)

0.62% more ownership

Funds ownership: 27.31%27.93% (+0.62%)

3% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 32

33% less capital invested

Capital invested by funds: $96.3M → $64.2M (-$32.1M)

Holders
84
Holders Change
+3
Holders Change %
+3.7%
% of All Funds
1.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
31
Reduced
32
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HKAM
1
Horizon Kinetics Asset Management
New York
$6.6M -$712K -92,304 -7%
Wells Fargo
2
Wells Fargo
California
$6.55M -$1.29M -167,025 -12%
AAM
3
Advisors Asset Management
Colorado
$5.14M +$956K +124,021 +15%
UBS Group
4
UBS Group
Switzerland
$4.5M +$203K +26,373 +3%
RCM
5
Rivernorth Capital Management
Florida
$4.36M +$945K +122,547 +19%
PAIM
6
Punch & Associates Investment Management
Minnesota
$3.8M +$1.21M +157,338 +30%
Morgan Stanley
7
Morgan Stanley
New York
$3.6M +$503K +65,309 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.65M +$767K +99,560 +26%
FAAS
9
First Allied Advisory Services
California
$2.5M +$108K +14,057 +3%
SFS
10
Shaker Financial Services
Virginia
$2.27M +$660K +85,595 +27%
FC
11
FCA Corp
Texas
$1.77M -$136K -17,602 -5%
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.64M +$23.7K +3,079 +1%
TFF
13
The Family Firm
Maryland
$1.57M +$144K +18,706 +7%
Bank of America
14
Bank of America
North Carolina
$1.24M +$985K +127,791 +133%
BA
15
Bard Associates
Illinois
$1.03M -$54K -7,000 -4%
MAA
16
Mraz Amerine & Associates
California
$776K -$9.48K -1,230 -0.9%
CA
17
Cornerstone Advisors
North Carolina
$739K -$2.6M -337,718 -72%
PPA
18
Parametric Portfolio Associates
Washington
$713K -$119K -15,395 -11%
FAIM
19
Financial Advocates Investment Management
Washington
$652K -$44.5K -5,777 -5%
DA
20
Doliver Advisors
Texas
$586K +$547K +71,014 +350%
Osaic Holdings
21
Osaic Holdings
Arizona
$560K +$778K +100,867 New
LPL Financial
22
LPL Financial
California
$539K -$127K -16,415 -14%
FFA
23
First Foundation Advisors
California
$487K -$11.4K -1,480 -2%
MC
24
Matisse Capital
Oregon
$465K +$645K +83,653 New
MC
25
Moors & Cabot
Massachusetts
$459K +$630K +81,767 New

RMT Hedge Fund Activity: Q1 2020 in Review

84 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2020, worth a combined $64.2M — down 33% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 6 closed out — a net gain of 6 holders — while 31 added to existing stakes and 32 trimmed.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.21M. The largest seller was Cornerstone Advisors, cutting an estimated $2.6M.

  • 84 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2020, up from 81 in Q4 2019.
  • Funds reported $64.2M of Royce Micro-Cap Trust stock for Q1 2020, down 33% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q1 2020 and 6 closed out, a net change of +6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2020 was Punch & Associates Investment Management, an estimated $1.21M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2020 was Cornerstone Advisors, an estimated $2.6M sold.

Based on aggregated 13F filings for Q1 2020.