RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

84 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 32 reducing their positions, and 6 closing their positions.

Holders
84
Holders Change
+3
Holders Change %
+3.7%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
32
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.8M
2
Bank of America
2
Bank of America
North Carolina
$1.24M
3
AAM
3
Advisors Asset Management
Colorado
$5.14M
4
RCM
4
Rivernorth Capital Management
Florida
$4.36M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$560K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$739K
2
WAM
2
Wolverine Asset Management
Illinois
$15K
3
Wells Fargo
3
Wells Fargo
California
$6.55M
4
HKAM
4
Horizon Kinetics Asset Management
New York
$6.6M
5
Lido Advisors
5
Lido Advisors
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HKAM
1
Horizon Kinetics Asset Management
New York
$6.6M 1,187,655 -92,304 -7%
Wells Fargo
2
Wells Fargo
California
$6.55M 1,177,600 -167,025 -12%
AAM
3
Advisors Asset Management
Colorado
$5.14M 924,276 +124,021 +15%
UBS Group
4
UBS Group
Switzerland
$4.5M 809,033 +26,373 +3%
RCM
5
Rivernorth Capital Management
Florida
$4.36M 784,042 +122,547 +19%
PAIM
6
Punch & Associates Investment Management
Minnesota
$3.8M 683,533 +157,338 +30%
Morgan Stanley
7
Morgan Stanley
New York
$3.6M 647,578 +65,309 +11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.65M 475,985 +99,560 +26%
FAAS
9
First Allied Advisory Services
California
$2.5M 448,904 +14,057 +3%
SFS
10
Shaker Financial Services
Virginia
$2.27M 407,737 +85,595 +27%
FC
11
FCA Corp
Texas
$1.77M 318,465 -17,602 -5%
FHA
12
Flagship Harbor Advisors
Massachusetts
$1.64M 294,160 +3,079 +1%
TFF
13
The Family Firm
Maryland
$1.57M 282,520 +18,706 +7%
Bank of America
14
Bank of America
North Carolina
$1.24M 223,542 +127,791 +133%
BA
15
Bard Associates
Illinois
$1.03M 185,801 -7,000 -4%
MAA
16
Mraz Amerine & Associates
California
$776K 139,634 -1,230 -0.9%
CA
17
Cornerstone Advisors
North Carolina
$739K 132,910 -337,718 -72%
PPA
18
Parametric Portfolio Associates
Washington
$713K 128,246 -15,395 -11%
FAIM
19
Financial Advocates Investment Management
Washington
$652K 117,325 -5,777 -5%
DA
20
Doliver Advisors
Texas
$586K 91,297 +71,014 +350%
Osaic Holdings
21
Osaic Holdings
Arizona
$560K 100,867 +100,867 New
LPL Financial
22
LPL Financial
California
$539K 97,031 -16,415 -14%
FFA
23
First Foundation Advisors
California
$487K 87,679 -1,480 -2%
MC
24
Matisse Capital
Oregon
$465K 83,653 +83,653 New
MC
25
Moors & Cabot
Massachusetts
$459K 81,767 +81,767 New
1
2 3 4