RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

69 hedge funds and large institutions have $66.2M invested in Royce Micro-Cap Trust in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
34
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GFM
1
Gramercy Funds Management
Connecticut
$5.03M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$1.92M
3
HK
3
Horizon Kinetics
New York
$831K
4
BA
4
Bard Associates
Illinois
$2.07M
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.27M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.77M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
Squarepoint
3
Squarepoint
New York
$0
4
NSAM
4
North Star Asset Management
Wisconsin
$1M
5
RJA
5
Raymond James & Associates
Florida
$1.08M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.77M 967,240 -585,749 -38%
FIMG
2
Financial & Investment Management Group
Michigan
$5.27M 752,431 +91,540 +14%
GFM
3
Gramercy Funds Management
Connecticut
$5.03M 718,060 +211,713 +42%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.02M 716,377 +43,822 +7%
Wells Fargo
5
Wells Fargo
California
$4.53M 647,327 +17,653 +3%
MC
6
Matisse Capital
Oregon
$4.45M 635,994 +56,417 +10%
UBS Group
7
UBS Group
Switzerland
$3.78M 539,568 +28,142 +6%
CA
8
Cornerstone Advisors
North Carolina
$2.61M 372,269 +87,910 +31%
WAM
9
Wolverine Asset Management
Illinois
$2.35M 336,268 -23,477 -7%
BA
10
Bard Associates
Illinois
$2.07M 295,746 +104,800 +55%
FC
11
FCA Corp
Texas
$1.95M 278,429 +38,545 +16%
Bank of Nova Scotia
12
Bank of Nova Scotia
Ontario, Canada
$1.92M 274,169 +157,362 +135%
TFF
13
The Family Firm
Maryland
$1.7M 242,994 -1,976 -0.8%
SFS
14
Shaker Financial Services
Virginia
$1.17M 167,293 +52,565 +46%
RJA
15
Raymond James & Associates
Florida
$1.08M 154,787 -67,018 -30%
FC
16
Fiduciary Counselling
Minnesota
$1.04M 148,388 +3,528 +2%
NSAM
17
North Star Asset Management
Wisconsin
$1M 143,230 -73,485 -34%
Brown Advisory
18
Brown Advisory
Maryland
$980K 140,023 – –
DA
19
Doliver Advisors
Texas
$967K 138,165 +19,342 +16%
HK
20
Horizon Kinetics
New York
$831K 118,676 +118,676 New
MAA
21
Mraz Amerine & Associates
California
$751K 107,238 – –
AIG
22
American International Group
New York
$751K 107,233 +7,045 +7%
First Trust Advisors
23
First Trust Advisors
Illinois
$722K 103,092 +5,588 +6%
LCM
24
Landscape Capital Management
New Jersey
$696K 99,377 +12,241 +14%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$685K 97,905 +1,591 +2%
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