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RMT

Royce Micro-Cap Trust

69 hedge funds and large institutions have $66.2M invested in Royce Micro-Cap Trust in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 14

0.36% more ownership

Funds ownership: 26.76%27.12% (+0.36%)

0% more funds holding

Funds holding: 6969 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

4% less capital invested

Capital invested by funds: $69.2M → $66.2M (-$2.99M)

Holders
69
Holders Change
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
34
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.77M -$3.89M -585,749 -38%
FIMG
2
Financial & Investment Management Group
Michigan
$5.27M +$607K +91,540 +14%
GFM
3
Gramercy Funds Management
Connecticut
$5.03M +$1.4M +211,713 +42%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.01M +$291K +43,822 +7%
Wells Fargo
5
Wells Fargo
California
$4.53M +$117K +17,653 +3%
MC
6
Matisse Capital
Oregon
$4.45M +$374K +56,417 +10%
UBS Group
7
UBS Group
Switzerland
$3.78M +$187K +28,142 +6%
CA
8
Cornerstone Advisors
North Carolina
$2.61M +$583K +87,910 +31%
WAM
9
Wolverine Asset Management
Illinois
$2.35M -$156K -23,477 -7%
BA
10
Bard Associates
Illinois
$2.07M +$695K +104,800 +55%
FC
11
FCA Corp
Texas
$1.95M +$256K +38,545 +16%
Bank of Nova Scotia
12
Bank of Nova Scotia
Ontario, Canada
$1.92M +$1.04M +157,362 +135%
TFF
13
The Family Firm
Maryland
$1.7M -$13.1K -1,976 -0.8%
SFS
14
Shaker Financial Services
Virginia
$1.17M +$349K +52,565 +46%
RJA
15
Raymond James & Associates
Florida
$1.08M -$445K -67,018 -30%
FC
16
Fiduciary Counselling
Minnesota
$1.04M +$23.4K +3,528 +2%
NSAM
17
North Star Asset Management
Wisconsin
$1M -$487K -73,485 -34%
Brown Advisory
18
Brown Advisory
Maryland
$980K
DA
19
Doliver Advisors
Texas
$967K +$128K +19,342 +16%
HK
20
Horizon Kinetics
New York
$831K +$787K +118,676 New
MAA
21
Mraz Amerine & Associates
California
$751K
AIG
22
American International Group
New York
$751K +$46.7K +7,045 +7%
First Trust Advisors
23
First Trust Advisors
Illinois
$722K +$37.1K +5,588 +6%
LCM
24
Landscape Capital Management
New Jersey
$696K +$81.2K +12,241 +14%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$685K +$10.6K +1,591 +2%

RMT Hedge Fund Activity: Q1 2016 in Review

69 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2016, worth a combined $66.2M — down 4.3% from $69.2M a quarter earlier.

Fund positioning in RMT was balanced in Q1 2016: 9 funds opened new positions, 9 closed out, 34 added to existing stakes and 14 trimmed.

The largest buyer was Gramercy Funds Management, adding an estimated $1.4M. The largest seller was Morgan Stanley, cutting an estimated $3.89M.

  • 69 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $66.2M of Royce Micro-Cap Trust stock for Q1 2016, down 4.3% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q1 2016 and 9 closed out, a net change of 0 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2016 was Gramercy Funds Management, an estimated $1.4M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2016 was Morgan Stanley, an estimated $3.89M sold.

Based on aggregated 13F filings for Q1 2016.