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RMT

Royce Micro-Cap Trust

90 hedge funds and large institutions have $152M invested in Royce Micro-Cap Trust in 2022 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

1.34% less ownership

Funds ownership: 33.93%32.59% (-1.3%)

8% less funds holding

Funds holding: 9890 (-8)

13% less capital invested

Capital invested by funds: $174M → $152M (-$21.8M)

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
90
Holders Change
-8
Holders Change %
-8.16%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
35
Reduced
25
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.3M +$6.57M +627,208 +29%
AAM
2
Advisors Asset Management
Colorado
$10.1M -$1.55M -148,233 -13%
UBS Group
3
UBS Group
Switzerland
$9.31M +$427K +40,729 +5%
Wells Fargo
4
Wells Fargo
California
$9.22M -$657K -62,640 -7%
PPA
5
Parametric Portfolio Associates
Washington
$8.9M +$132K +12,593 +2%
1CP
6
1607 Capital Partners
Virginia
$8.74M -$62.1K -5,921 -0.7%
Allspring Global Investments
7
Allspring Global Investments
North Carolina
$7.27M +$523K +49,905 +8%
KIM
8
Karpus Investment Management
New York
$5.83M -$1.98M -188,506 -25%
SFS
9
Shaker Financial Services
Virginia
$5.26M +$943K +89,924 +22%
PAIM
10
Punch & Associates Investment Management
Minnesota
$4.93M +$2.34K +223 +0%
Bank of America
11
Bank of America
North Carolina
$3.78M +$299K +28,566 +9%
RJA
12
Raymond James & Associates
Florida
$3.59M +$573K +54,659 +19%
FHA
13
Flagship Harbor Advisors
Massachusetts
$3.56M +$112K +10,707 +3%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.14M
FC
15
FCA Corp
Texas
$2.86M +$12.6K +1,205 +0.4%
BA
16
Bard Associates
Illinois
$2.61M -$53.5K -5,100 -2%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$2.49M -$56.8K -5,423 -2%
TFF
18
The Family Firm
Maryland
$2.44M -$121K -11,512 -5%
HKAM
19
Horizon Kinetics Asset Management
New York
$2.15M -$88.5K -8,439 -4%
MAA
20
Mraz Amerine & Associates
California
$1.88M +$583K +55,637 +45%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.46M -$50.5K -4,817 -3%
LPL Financial
22
LPL Financial
California
$1.3M +$19.9K +1,895 +2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.28M +$151K +14,436 +13%
COLIM
24
City of London Investment Management
United Kingdom
$1.24M
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.17M +$78.5K +7,489 +7%

RMT Hedge Fund Activity: Q1 2022 in Review

90 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2022, worth a combined $152M — down 13% from $174M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of RMT and 6 opened new positions — a net loss of 7 holders — while 25 trimmed existing stakes and 35 added.

The largest buyer was Morgan Stanley, adding an estimated $6.57M. The largest seller was Cornerstone Advisors, exiting entirely with an estimated $6.95M sold.

  • 90 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2022, down from 98 in Q4 2021.
  • Funds reported $152M of Royce Micro-Cap Trust stock for Q1 2022, down 13% quarter-over-quarter.
  • 6 funds opened new Royce Micro-Cap Trust positions in Q1 2022 and 13 closed out, a net change of -7 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2022 was Morgan Stanley, an estimated $6.57M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2022 was Cornerstone Advisors, an estimated $6.95M sold.

Based on aggregated 13F filings for Q1 2022.