RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $104M invested in Royce Micro-Cap Trust in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 18 reducing their positions, and 11 closing their positions.

Holders
66
Holders Change
+1
Holders Change %
+1.54%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
30
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.13M
2
AA
2
Advisory Alpha
Michigan
$2.1M
3
CA
3
Cornerstone Advisors
North Carolina
$6.31M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$861K
5
JIP
5
Jaffetilchin Investment Partners
Florida
$1.3M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$752K
2
Wells Fargo
2
Wells Fargo
California
$4.6M
3
HK
3
Horizon Kinetics
New York
$26.4M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$26.4M 2,809,360 -155,988 -5%
RCM
2
Rivernorth Capital Management
Florida
$7.06M 749,385 -17,713 -2%
CA
3
Cornerstone Advisors
North Carolina
$6.31M 673,185 +167,225 +33%
Morgan Stanley
4
Morgan Stanley
New York
$6.3M 671,914 -26,879 -4%
UBS Group
5
UBS Group
Switzerland
$5.62M 599,230 +24,772 +4%
SFS
6
Shaker Financial Services
Virginia
$5.1M 543,598 +68,136 +14%
Wells Fargo
7
Wells Fargo
California
$4.6M 490,073 -277,238 -36%
FC
8
FCA Corp
Texas
$3.2M 341,561 +9,433 +3%
PAIM
9
Punch & Associates Investment Management
Minnesota
$2.65M 282,085 -35,327 -11%
BA
10
Bard Associates
Illinois
$2.31M 245,785 -155 -0.1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$2.28M 241,426 +9,088 +4%
LCM
12
Laurion Capital Management
New York
$2.13M 227,383 +227,383 New
AA
13
Advisory Alpha
Michigan
$2.1M 228,201 +228,201 New
RJA
14
Raymond James & Associates
Florida
$1.96M 209,358 +751 +0.4%
TFF
15
The Family Firm
Maryland
$1.95M 208,105 +12,637 +6%
1CP
16
1607 Capital Partners
Virginia
$1.45M 154,801 -800 -0.5%
MAA
17
Mraz Amerine & Associates
California
$1.32M 140,605 -5,315 -4%
FFA
18
First Foundation Advisors
California
$1.3M 138,826 +10,464 +8%
JIP
19
Jaffetilchin Investment Partners
Florida
$1.3M 138,034 +84,818 +159%
Bank of America
20
Bank of America
North Carolina
$1.24M 132,045 +41,719 +46%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.2M 127,675 +445 +0.3%
FAAS
22
First Allied Advisory Services
California
$1.12M 120,124 -4,950 -4%
FC
23
Fiduciary Counselling
Minnesota
$1.06M 112,724 +756 +0.7%
LPL Financial
24
LPL Financial
California
$934K 99,587 +4,956 +5%
DA
25
Doliver Advisors
Texas
$907K 96,723 -2,093 -2%
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