RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

47 hedge funds and large institutions have $90.2M invested in Royce Micro-Cap Trust in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
28
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$22.8M
2
GFM
2
Gramercy Funds Management
Connecticut
$8.75M
3
PVWM
3
Point View Wealth Management
New Jersey
$676K
4
U
4
UBS
Switzerland
$6.04M
5
SG Americas Securities
5
SG Americas Securities
New York
$4.01M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
DA
2
Doliver Advisors
Texas
$153K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
BI
4
Bulldog Investors
New Jersey
$5.37M
5
TC
5
TFS Capital
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$22.8M 1,811,516 +257,519 +17%
Wells Fargo
2
Wells Fargo
California
$11.1M 882,760 -25,865 -3%
GFM
3
Gramercy Funds Management
Connecticut
$8.75M 694,108 +236,570 +52%
U
4
UBS
Switzerland
$6.04M 478,583 +51,158 +12%
BI
5
Bulldog Investors
New Jersey
$5.37M 425,921 -36,843 -8%
NSAM
6
North Star Asset Management
Wisconsin
$4.82M 381,982 -10,051 -3%
SG Americas Securities
7
SG Americas Securities
New York
$4.01M 318,101 +31,078 +11%
Brown Advisory
8
Brown Advisory
Maryland
$3.07M 243,299 +17,865 +8%
BA
9
Bard Associates
Illinois
$3.02M 239,640 -3,567 -1%
LPL Financial
10
LPL Financial
California
$2.09M 165,739 +10,573 +7%
VFS
11
VSR Financial Services
Kansas
$1.56M 123,473 -3,400 -3%
FC
12
FCA Corp
Texas
$1.5M 119,020 -29 -0%
1CP
13
1607 Capital Partners
Virginia
$1.32M 104,811 -13,000 -11%
PAIM
14
Punch & Associates Investment Management
Minnesota
$1.19M 93,982 +7,079 +8%
MAA
15
Mraz Amerine & Associates
California
$1.17M 92,486 +800 +0.9%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.14M 90,662 +4,621 +5%
FAAS
17
First Allied Advisory Services
California
$1.04M 82,221 +22,032 +37%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$816K 64,676 +3,468 +6%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$740K 58,717 +2,526 +4%
FIMG
20
Financial & Investment Management Group
Michigan
$712K 56,450 +1,815 +3%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$677K 53,658 +5,674 +12%
PVWM
22
Point View Wealth Management
New Jersey
$676K 53,632 +53,632 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$628K 49,814 +1,063 +2%
RIL
24
Rothschild Investment LLC
Illinois
$575K 45,581 +19,423 +74%
Bank of America
25
Bank of America
North Carolina
$470K 37,288 +15,519 +71%
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