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RMT

Royce Micro-Cap Trust

59 hedge funds and large institutions have $73.8M invested in Royce Micro-Cap Trust in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

18% more funds holding

Funds holding: 5059 (+9)

2.04% more ownership

Funds ownership: 21.43%23.46% (+2%)

6% less capital invested

Capital invested by funds: $78.6M → $73.8M (-$4.87M)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
24
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.3M -$428K -37,450 -2%
Wells Fargo
2
Wells Fargo
California
$10.4M -$17.7K -1,546 -0.2%
UBS Group
3
UBS Group
Switzerland
$6.51M +$7.37M +645,690 New
NSAM
4
North Star Asset Management
Wisconsin
$4.89M +$1.16M +101,529 +26%
WAM
5
Weiss Asset Management
Massachusetts
$3.38M +$3.83M +335,005 New
Brown Advisory
6
Brown Advisory
Maryland
$2.58M +$147K +12,881 +5%
SG Americas Securities
7
SG Americas Securities
New York
$2.52M -$8.91K -780 -0.3%
BA
8
Bard Associates
Illinois
$2.21M -$37.1K -3,247 -1%
TFF
9
The Family Firm
Maryland
$2.17M +$2.46M +215,472 New
FC
10
FCA Corp
Texas
$1.46M +$162K +14,197 +11%
LPL Financial
11
LPL Financial
California
$1.28M +$245K +21,467 +20%
FC
12
Fiduciary Counselling
Minnesota
$1.25M +$1.42M +124,296 New
MAA
13
Mraz Amerine & Associates
California
$1.19M -$1.88K -165 -0.1%
VFS
14
VSR Financial Services
Kansas
$1.17M
DA
15
Doliver Advisors
Texas
$915K +$1.04M +90,824 New
FAAS
16
First Allied Advisory Services
California
$904K -$362K -31,664 -26%
First Trust Advisors
17
First Trust Advisors
Illinois
$856K -$334K -29,236 -26%
PAIM
18
Punch & Associates Investment Management
Minnesota
$838K -$64K -5,608 -6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$822K +$161K +14,062 +21%
AIG
20
American International Group
New York
$720K +$136K +11,898 +20%
PFM
21
Parsec Financial Management
North Carolina
$654K +$132K +11,570 +22%
Bank of America
22
Bank of America
North Carolina
$610K +$143K +12,490 +26%
RIL
23
Rothschild Investment LLC
Illinois
$573K +$100K +8,772 +18%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$569K +$115K +10,074 +22%
PVWM
25
Point View Wealth Management
New Jersey
$516K -$2.01K -176 -0.3%

RMT Hedge Fund Activity: Q4 2014 in Review

59 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2014, worth a combined $73.8M — down 6.2% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 2 closed out — a net gain of 10 holders — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Weiss Asset Management, opening a new position worth an estimated $3.83M. The largest seller was Gramercy Funds Management, exiting entirely with an estimated $4.78M sold.

  • 59 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2014, up from 50 in Q3 2014.
  • Funds reported $73.8M of Royce Micro-Cap Trust stock for Q4 2014, down 6.2% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q4 2014 and 2 closed out, a net change of +10 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2014 was Weiss Asset Management, an estimated $3.83M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2014 was Gramercy Funds Management, an estimated $4.78M sold.

Based on aggregated 13F filings for Q4 2014.