RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

59 hedge funds and large institutions have $73.8M invested in Royce Micro-Cap Trust in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
24
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.51M
2
WAM
2
Weiss Asset Management
Massachusetts
$3.38M
3
TFF
3
The Family Firm
Maryland
$2.17M
4
FC
4
Fiduciary Counselling
Minnesota
$1.25M
5
NSAM
5
North Star Asset Management
Wisconsin
$4.89M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$19.3M
3
FAAS
3
First Allied Advisory Services
California
$904K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$856K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.3M 1,918,810 -37,450 -2%
Wells Fargo
2
Wells Fargo
California
$10.4M 1,027,610 -1,546 -0.2%
UBS Group
3
UBS Group
Switzerland
$6.51M 645,690 +645,690 New
NSAM
4
North Star Asset Management
Wisconsin
$4.89M 485,213 +101,529 +26%
WAM
5
Weiss Asset Management
Massachusetts
$3.38M 335,005 +335,005 New
Brown Advisory
6
Brown Advisory
Maryland
$2.58M 256,262 +12,881 +5%
SG Americas Securities
7
SG Americas Securities
New York
$2.52M 249,491 -780 -0.3%
BA
8
Bard Associates
Illinois
$2.21M 218,702 -3,247 -1%
TFF
9
The Family Firm
Maryland
$2.17M 215,472 +215,472 New
FC
10
FCA Corp
Texas
$1.46M 144,667 +14,197 +11%
LPL Financial
11
LPL Financial
California
$1.28M 126,863 +21,467 +20%
FC
12
Fiduciary Counselling
Minnesota
$1.25M 124,296 +124,296 New
MAA
13
Mraz Amerine & Associates
California
$1.19M 117,538 -165 -0.1%
VFS
14
VSR Financial Services
Kansas
$1.17M 116,344 – –
DA
15
Doliver Advisors
Texas
$915K 90,824 +90,824 New
FAAS
16
First Allied Advisory Services
California
$904K 89,533 -31,664 -26%
First Trust Advisors
17
First Trust Advisors
Illinois
$856K 84,957 -29,236 -26%
PAIM
18
Punch & Associates Investment Management
Minnesota
$838K 83,094 -5,608 -6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$822K 81,511 +14,062 +21%
AIG
20
American International Group
New York
$720K 71,470 +11,898 +20%
PFM
21
Parsec Financial Management
North Carolina
$654K 64,844 +11,570 +22%
Bank of America
22
Bank of America
North Carolina
$610K 60,550 +12,490 +26%
RIL
23
Rothschild Investment LLC
Illinois
$573K 56,880 +8,772 +18%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$569K 56,464 +10,074 +22%
PVWM
25
Point View Wealth Management
New Jersey
$516K 51,173 -176 -0.3%
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