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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.06%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.04%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.86%
2 Technology 18.12%
3 Financials 8.36%
4 Healthcare 6.73%
5 Consumer Discretionary 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.67T
$51M 3.98%
276,659
+35,592
+15% +$6.57M
NVDA icon
2
NVIDIA
NVDA
$5.56T
$38.6M 3.01%
811,950
+29,240
+4% +$1.36M
MSFT icon
3
Microsoft
MSFT
$3.71T
$29.9M 2.33%
80,603
+13,490
+20% +$4.8M
AMZN icon
4
Amazon
AMZN
$2.79T
$29.9M 2.33%
201,055
+25,041
+14% +$3.51M
INDA icon
5
iShares MSCI India ETF
INDA
$6.75B
$23.3M 1.82%
479,979
-8,602
-2% -$391K
IVV icon
6
iShares Core S&P 500 ETF
IVV
$889B
$22.2M 1.73%
47,041
+4,986
+12% +$2.23M
BND icon
7
Vanguard Total Bond Market
BND
$160B
$21.4M 1.67%
291,289
+188,985
+185% +$13.3M
AMD icon
8
Advanced Micro Devices
AMD
$780B
$17.9M 1.4%
132,272
-285
-0.2% -$33.6K
BKLN icon
9
Invesco Senior Loan ETF
BKLN
$6.73B
$16.5M 1.29%
778,541
+691,027
+790% +$14.5M
META icon
10
Meta Platforms (Facebook)
META
$1.57T
$16.4M 1.28%
47,576
+1,342
+3% +$437K
STIP icon
11
iShares 0-5 Year TIPS Bond ETF
STIP
$16.1B
$15.9M 1.24%
161,634
+4,260
+3% +$415K
COST icon
12
Costco
COST
$406B
$15.8M 1.23%
24,499
+798
+3% +$473K
GOOGL icon
13
Alphabet (Google) Class A
GOOGL
$4.14T
$15.6M 1.21%
111,953
+17,817
+19% +$2.39M
SPYV icon
14
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$14.9M 1.16%
320,373
+19,641
+7% +$847K
XLE icon
15
State Street Energy Select Sector SPDR ETF
XLE
$41.7B
$13.4M 1.05%
311,084
-208,062
-40% -$8.9M
XOP icon
16
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.06B
$13.2M 1.03%
94,970
-1,358
-1% -$191K
QQQ icon
17
Invesco QQQ Trust
QQQ
$489B
$13.2M 1.03%
33,105
+3,233
+11% +$1.23M
SCHW
18
Charles Schwab
SCHW
$189B
$13M 1.02%
194,056
+19,447
+11% +$1.12M
SPYG icon
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$13M 1.01%
204,552
+12,172
+6% +$751K
GOOG icon
20
Alphabet (Google) Class C
GOOG
$4.1T
$12.8M 1%
91,324
+1,986
+2% +$269K
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$12.8M 1%
27,223
+8,049
+42% +$3.59M
BKMC icon
22
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$657M
$12.7M 0.99%
433,731
+29,751
+7% +$816K
SPDW icon
23
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42.5B
$12.5M 0.97%
373,469
+5,720
+2% +$182K
ET icon
24
Energy Transfer Partners
ET
$74B
$10.8M 0.84%
766,893
-16,972
-2% -$231K
OXY icon
25
Occidental Petroleum
OXY
$60B
$10.6M 0.83%
174,472
+569
+0.3% +$34.7K
1
2 3 4 5

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AAM
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 41% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.