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DFPG Investments Portfolio holdings
AUM
$1.28B
Turnover
13.71%
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.06%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
(+19%)
Cap. Flow
+$116M
Cap. Flow % of AUM
Cap. Flow %
9.04%
Top 10 Holdings %
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21
Avg Time Held
Equity + Options
1.3
years
Top 10 Avg Time Held
Equity + Options
1.2
years
Top 20 Avg Time Held
Equity + Options
1.6
years
Avg Time Held Equity only
1.3
years
Top 10 Avg Time Held Equity only
1.2
years
Top 20 Avg Time Held Equity only
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Senior Loan ETF
BKLN
|
+$14.5M |
| 2 |
Vanguard Total Bond Market
BND
|
+$13.3M |
| 3 |
BILL Holdings
BILL
|
+$7.14M |
| 4 |
Apple
AAPL
|
+$6.57M |
| 5 |
OP Bancorp
OPBK
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$8.9M |
| 2 |
Caterpillar
CAT
|
+$3.67M |
| 3 |
Alibaba
BABA
|
+$3.3M |
| 4 |
Blue Owl Capital
OWL
|
+$2.83M |
| 5 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.86% |
| 2 | Technology | 18.12% |
| 3 | Financials | 8.36% |
| 4 | Healthcare | 6.73% |
| 5 | Consumer Discretionary | 5.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.96T
| $51M | 3.98% |
276,659
+35,592
| +15% | +$6.57M |
2018 Q4
20 quarters
|
|
2
NVIDIA
NVDA
$5.24T
| $38.6M | 3.01% |
811,950
+29,240
| +4% | +$1.36M |
2019 Q4
16 quarters
|
|
3
Microsoft
MSFT
$3.94T
| $29.9M | 2.33% |
80,603
+13,490
| +20% | +$4.8M |
2018 Q4
20 quarters
|
|
4
Amazon
AMZN
$2.84T
| $29.9M | 2.33% |
201,055
+25,041
| +14% | +$3.51M |
2018 Q4
20 quarters
|
|
5
iShares MSCI India ETF
INDA
$5.88B
| $23.3M | 1.82% |
479,979
-8,602
| -2% | -$391K |
2023 Q2
2 quarters
|
|
6
iShares Core S&P 500 ETF
IVV
$888B
| $22.2M | 1.73% |
47,041
+4,986
| +12% | +$2.23M |
2019 Q4
16 quarters
|
|
|
7
Vanguard Total Bond Market
BND
$163B
| $21.4M | 1.67% |
291,289
+188,985
| +185% | +$13.3M |
2019 Q2
18 quarters
|
|
8
Advanced Micro Devices
AMD
$885B
| $17.9M | 1.4% |
132,272
-285
| -0.2% | -$33.6K |
2021 Q2
10 quarters
|
|
|
9
Invesco Senior Loan ETF
BKLN
$6.16B
| $16.5M | 1.29% |
778,541
+691,027
| +790% | +$14.5M |
2023 Q3
1 quarter
|
|
10
Meta Platforms (Facebook)
META
$1.76T
| $16.4M | 1.28% |
47,576
+1,342
| +3% | +$437K |
2018 Q4
20 quarters
|
|
11
iShares 0-5 Year TIPS Bond ETF
STIP
$16.7B
| $15.9M | 1.24% |
161,634
+4,260
| +3% | +$415K |
2022 Q2
6 quarters
|
|
12
Costco
COST
$442B
| $15.8M | 1.23% |
24,499
+798
| +3% | +$473K |
2019 Q2
18 quarters
|
|
13
Alphabet (Google) Class A
GOOGL
$4.18T
| $15.6M | 1.21% |
111,953
+17,817
| +19% | +$2.39M |
2018 Q4
20 quarters
|
|
14
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.1B
| $14.9M | 1.16% |
320,373
+19,641
| +7% | +$847K |
2022 Q3
5 quarters
|
|
|
15
State Street Energy Select Sector SPDR ETF
XLE
$44.1B
| $13.4M | 1.05% |
311,084
-208,062
| -40% | -$8.9M |
2020 Q2
14 quarters
|
|
16
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.37B
| $13.2M | 1.03% |
94,970
-1,358
| -1% | -$191K |
2023 Q3
1 quarter
|
|
17
Invesco QQQ Trust
QQQ
$486B
| $13.2M | 1.03% |
33,105
+3,233
| +11% | +$1.23M |
2018 Q4
20 quarters
|
|
18
Charles Schwab
SCHW
$157B
| $13M | 1.02% |
194,056
+19,447
| +11% | +$1.12M |
2023 Q1
3 quarters
|
|
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$56.2B
| $13M | 1.01% |
204,552
+12,172
| +6% | +$751K |
2022 Q3
5 quarters
|
|
20
Alphabet (Google) Class C
GOOG
$4.13T
| $12.8M | 1% |
91,324
+1,986
| +2% | +$269K |
2018 Q4
20 quarters
|
|
21
State Street SPDR S&P 500 ETF Trust
SPY
$821B
| $12.8M | 1% |
27,223
+8,049
| +42% | +$3.59M |
2018 Q4
20 quarters
|
|
22
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$643M
| $12.7M | 0.99% |
433,731
+29,751
| +7% | +$816K |
2023 Q3
1 quarter
|
|
23
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.1B
| $12.5M | 0.97% |
373,469
+5,720
| +2% | +$182K |
2018 Q4
20 quarters
|
|
24
Energy Transfer Partners
ET
$69.7B
| $10.8M | 0.84% |
766,893
-16,972
| -2% | -$231K |
2021 Q1
11 quarters
|
|
25
Occidental Petroleum
OXY
$62.3B
| $10.6M | 0.83% |
174,472
+569
| +0.3% | +$34.7K |
2019 Q4
16 quarters
|
|
Similar funds
AAM
DFPG Investments's Q4 2023 Portfolio in Review
As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 41% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.
- DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
- DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
- DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
- DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
- DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
- DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
- DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.
Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.