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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
(-0.04%)
Cap. Flow
-$3.01M
Cap. Flow
% of AUM
-1.14%
Top 10 Holdings %
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
OTLY
Oatly Group
OTLY
|
+$3.15M |
| 2 |
SoFi Technologies
SOFI
|
+$3.09M |
| 3 |
NVIDIA
NVDA
|
+$2.16M |
| 4 |
Apple
AAPL
|
+$1.24M |
| 5 |
Airbnb
ABNB
|
+$1.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$6.27M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.74M |
| 3 |
PARA
Paramount Global Class B
PARA
|
+$2.34M |
| 4 |
US Global Jets ETF
JETS
|
+$2.01M |
| 5 |
Boeing
BA
|
+$1.97M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.82% |
| 2 | Consumer Discretionary | 9.67% |
| 3 | Healthcare | 8.68% |
| 4 | Financials | 8.58% |
| 5 | Communication Services | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
NVIDIA
NVDA
$5.06T
| $9.48M | 3.59% |
435,840
+104,200
| +31% | +$2.16M |
|
|
2
Apple
AAPL
$4.72T
| $9.3M | 3.52% |
64,669
+8,397
| +15% | +$1.24M |
|
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $7.88M | 2.98% |
95,867
-2,773
| -3% | -$229K |
|
4
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
| $7.82M | 2.96% |
154,990
-4,759
| -3% | -$240K |
|
5
Invesco QQQ Trust
QQQ
$460B
| $7.61M | 2.88% |
20,765
-1,050
| -5% | -$387K |
|
6
Meta Platforms (Facebook)
META
$1.54T
| $7.42M | 2.81% |
22,576
+838
| +4% | +$302K |
|
7
Microsoft
MSFT
$2.83T
| $7.29M | 2.76% |
24,079
+2,842
| +13% | +$827K |
|
8
Amazon
AMZN
$2.51T
| $6.99M | 2.64% |
42,340
+6,400
| +18% | +$1.1M |
|
9
HealthEquity
HQY
$7.89B
| $6.24M | 2.36% |
98,107
+45
| +0% | +$3.13K |
|
10
Energy Transfer Partners
ET
$70.3B
| $6.07M | 2.3% |
610,979
+70,320
| +13% | +$675K |
|
11
Blue Owl Capital
OBDC
$5.31B
| $5.95M | 2.25% |
412,254
-3,706
| -0.9% | -$53.7K |
|
|
12
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $5.7M | 2.16% |
95,080
-79,039
| -45% | -$4.74M |
|
13
Moderna
MRNA
$22.6B
| $5.41M | 2.05% |
16,297
+362
| +2% | +$134K |
|
14
Alphabet (Google) Class A
GOOGL
$3.88T
| $4.54M | 1.72% |
32,180
-1,680
| -5% | -$229K |
|
15
Vanguard Total Stock Market ETF
VTI
$654B
| $4.38M | 1.66% |
19,109
-320
| -2% | -$73K |
|
16
Occidental Petroleum
OXY
$57.3B
| $4.34M | 1.64% |
135,826
+5,239
| +4% | +$140K |
|
17
Pinterest
PINS
$12.3B
| $4.03M | 1.52% |
76,721
+14,585
| +23% | +$896K |
|
18
Asana
ASAN
$1.51B
| $3.88M | 1.47% |
33,381
-5,497
| -14% | -$456K |
|
|
19
SoFi Technologies
SOFI
$21.4B
| $3.86M | 1.46% |
+196,935
| New | +$3.09M |
|
20
Zoetis
ZTS
$31.3B
| $3.63M | 1.38% |
18,135
+216
| +1% | +$43.6K |
|
21
Alibaba
BABA
$273B
| $3.58M | 1.35% |
21,465
+2,219
| +12% | +$404K |
|
22
Advanced Micro Devices
AMD
$880B
| $3.49M | 1.32% |
31,150
+545
| +2% | +$55.7K |
|
23
Ross Stores
ROST
$74.5B
| $2.96M | 1.12% |
27,353
-3
| -0% | -$360 |
|
24
Costco
COST
$411B
| $2.95M | 1.12% |
6,550
+29
| +0.4% | +$12.7K |
|
25
Shopify
SHOP
$145B
| $2.93M | 1.11% |
20,800
+130
| +0.6% | +$19.5K |
|
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DFPG Investments's Q3 2021 Portfolio in Review
As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
- DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
- DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
- DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
- DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
- DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
- DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.
Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.