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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+13.19%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$30.2M
Cap. Flow
+$8.82M
Cap. Flow %
4.06%
Top 10 Hldgs %
33.74%
Holding
196
New
23
Increased
56
Reduced
74
Closed
32

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$6.1M
2
BABA icon
Alibaba
BABA
+$5.18M
3
META icon
Meta Platforms (Facebook)
META
+$3.98M
4
PINS icon
Pinterest
PINS
+$2.42M
5
JETS icon
US Global Jets ETF
JETS
+$2.2M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$6.42M
2
SLV icon
iShares Silver Trust
SLV
+$3.06M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.22M
4
IEHS
iShares Evolved U.S. Healthcare Staples ETF
IEHS
+$1.08M
5
CNC icon
Centene
CNC
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 17.74%
2 Healthcare 12.73%
3 Communication Services 7.45%
4 Consumer Discretionary 7.43%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$10.9M 5%
180,993
+5,281
+3% +$317K
AAPL icon
2
Apple
AAPL
$4.88T
$9.13M 4.2%
69,146
-2,430
-3% -$292K
VCSH icon
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.2M 3.77%
98,708
+13,989
+17% +$1.16M
ICSH icon
4
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$8.11M 3.73%
160,520
+21,985
+16% +$1.11M
HQY icon
5
HealthEquity
HQY
$7.9B
$7.46M 3.43%
99,050
-1,000
-1% -$62.2K
NVDA icon
6
NVIDIA
NVDA
$5.09T
$7.2M 3.31%
542,080
+455,360
+525% +$6.1M
BABA icon
7
Alibaba
BABA
$270B
$6.02M 2.77%
25,471
+18,671
+275% +$5.18M
QQQ icon
8
Invesco QQQ Trust
QQQ
$458B
$5.77M 2.65%
18,095
-2,416
-12% -$709K
ARCT icon
9
Arcturus Therapeutics
ARCT
$161M
$5.75M 2.64%
89,004
-94,799
-52% -$6.42M
META icon
10
Meta Platforms (Facebook)
META
$1.53T
$4.88M 2.25%
18,249
+14,529
+391% +$3.98M
AMZN icon
11
Amazon
AMZN
$2.51T
$4.23M 1.95%
26,580
-1,000
-4% -$160K
VTI icon
12
Vanguard Total Stock Market ETF
VTI
$656B
$4M 1.84%
20,064
-5,088
-20% -$930K
GLD icon
13
SPDR Gold Trust
GLD
$131B
$3.78M 1.74%
21,816
-2,057
-9% -$362K
MSFT icon
14
Microsoft
MSFT
$2.85T
$3.75M 1.72%
17,052
+275
+2% +$59.1K
SHOP icon
15
Shopify
SHOP
$147B
$3.48M 1.6%
29,260
+3,530
+14% +$371K
PINS icon
16
Pinterest
PINS
$12.4B
$2.9M 1.33%
+40,364
New +$2.42M
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$3.92T
$2.7M 1.24%
30,040
-180
-0.6% -$15.1K
OXY icon
18
Occidental Petroleum
OXY
$56.8B
$2.59M 1.19%
128,867
-4,959
-4% -$68K
JETS icon
19
US Global Jets ETF
JETS
$807M
$2.43M 1.12%
+109,351
New +$2.2M
ZTS icon
20
Zoetis
ZTS
$31.5B
$2.37M 1.09%
14,088
+1,389
+11% +$226K
BOCT icon
21
Innovator US Equity Buffer ETF October
BOCT
$284M
$2.26M 1.04%
74,599
+795
+1% +$23K
MRNA icon
22
Moderna
MRNA
$21.6B
$2.22M 1.02%
25,985
+5,900
+29% +$597K
IAU icon
23
iShares Gold Trust
IAU
$63.1B
$2.21M 1.02%
62,704
+224
+0.4% +$8.02K
FLOT icon
24
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.2M 1.01%
43,310
+9,221
+27% +$468K
DIS icon
25
Walt Disney
DIS
$166B
$2.18M 1%
12,179
+165
+1% +$23.7K
1
2 3 4 5

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DFPG Investments's Q4 2020 Portfolio in Review

As of Q4 2020, DFPG Investments held 196 positions worth $217M, up 16% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

DFPG Investments deployed $8.82M of net new capital in Q4 2020, opening 23 new positions and adding to 56 existing holdings. Its largest new stake was Pinterest: 40,364 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Arcturus Therapeutics, an estimated $6.42M trimmed.

  • DFPG Investments's largest Q4 2020 buy was Pinterest: 40,364 shares worth $2.9M.
  • DFPG Investments added most to NVIDIA in Q4 2020, an estimated $6.1M increase.
  • DFPG Investments's biggest Q4 2020 reduction was Arcturus Therapeutics, cutting an estimated $6.42M.
  • DFPG Investments fully exited iShares Silver Trust in Q4 2020, selling an estimated $3.06M.
  • DFPG Investments's ten largest holdings make up 34% of its $217M portfolio in Q4 2020.
  • DFPG Investments opened 23 new positions and closed 32 in Q4 2020.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $217M.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.