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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
1
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$49.4M 5.3%
497,971
+320,394
+180% +$31.3M
TLT icon
2
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$44.4M 4.77%
417,696
+261,192
+167% +$27.3M
AAPL icon
3
Apple
AAPL
$4.72T
$31.8M 3.41%
192,790
+31,841
+20% +$4.7M
NVDA icon
4
NVIDIA
NVDA
$5.06T
$23.2M 2.49%
835,700
+80,310
+11% +$1.74M
SHY icon
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$18.3M 1.97%
223,306
+212,268
+1,923% +$17.3M
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$16.4M 1.77%
220,120
+43,895
+25% +$3.21M
MSFT icon
7
Microsoft
MSFT
$2.83T
$16.2M 1.74%
56,291
+12,182
+28% +$3.11M
EDV icon
8
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$15.3M 1.64%
+168,717
New +$15M
BND icon
9
Vanguard Total Bond Market
BND
$157B
$14.4M 1.54%
194,499
+18,425
+10% +$1.35M
STIP icon
10
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$13.9M 1.49%
140,153
+135,768
+3,096% +$13.3M
XLV icon
11
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$13.3M 1.43%
102,980
+21,521
+26% +$2.81M
AMZN icon
12
Amazon
AMZN
$2.51T
$11.8M 1.27%
114,080
+5,164
+5% +$499K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$3.88T
$8.68M 0.93%
83,422
+14,385
+21% +$1.39M
QQQ icon
14
Invesco QQQ Trust
QQQ
$460B
$8.63M 0.93%
26,899
-1,778
-6% -$525K
META icon
15
Meta Platforms (Facebook)
META
$1.54T
$8.14M 0.87%
38,423
+5,670
+17% +$966K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.88T
$8.11M 0.87%
78,178
+37,608
+93% +$3.61M
IVV icon
17
iShares Core S&P 500 ETF
IVV
$875B
$8.01M 0.86%
19,488
+12,835
+193% +$5.15M
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$7.95M 0.85%
19,416
+12,428
+178% +$4.96M
COST icon
19
Costco
COST
$411B
$7.85M 0.84%
15,803
+3,555
+29% +$1.74M
ET icon
20
Energy Transfer Partners
ET
$70.3B
$7.16M 0.77%
573,945
+23,074
+4% +$292K
SCHO icon
21
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$6.99M 0.75%
286,424
+19,314
+7% +$468K
OXY icon
22
Occidental Petroleum
OXY
$57.3B
$6.96M 0.75%
111,464
+18,710
+20% +$1.16M
JNJ icon
23
Johnson & Johnson
JNJ
$624B
$6.58M 0.71%
42,463
+8,056
+23% +$1.3M
SPDW icon
24
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$6.46M 0.69%
200,990
+60,642
+43% +$1.91M
CVX icon
25
Chevron
CVX
$387B
$6.31M 0.68%
38,698
+7,781
+25% +$1.3M
1
2 3 4 5

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BWM
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AAM
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.