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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.7T
$21.5M 3.54%
160,949
+47,533
+42% +$6.79M
IEF icon
2
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$17.5M 2.89%
+177,577
New +$17.1M
TLT icon
3
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$16.5M 2.73%
156,504
+150,779
+2,634% +$15.2M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$13.2M 2.18%
176,225
+169,122
+2,381% +$12.3M
BND icon
5
Vanguard Total Bond Market
BND
$157B
$13M 2.14%
176,074
+157,175
+832% +$11.3M
NVDA icon
6
NVIDIA
NVDA
$5.03T
$12.1M 1.99%
755,390
-123,270
-14% -$1.81M
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$11M 1.82%
81,459
+79,038
+3,265% +$10.5M
MSFT icon
8
Microsoft
MSFT
$2.84T
$10.4M 1.71%
44,109
+12,306
+39% +$2.95M
AMZN icon
9
Amazon
AMZN
$2.51T
$10.4M 1.71%
108,916
+41,407
+61% +$4.09M
XLU icon
10
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$9.6M 1.58%
266,390
+255,606
+2,370% +$8.69M
QQQ icon
11
Invesco QQQ Trust
QQQ
$459B
$7.96M 1.31%
28,677
+4,662
+19% +$1.29M
DE icon
12
Deere & Co
DE
$164B
$7.32M 1.21%
+16,891
New +$6.87M
JPST icon
13
JPMorgan Ultra-Short Income ETF
JPST
$40B
$7.26M 1.2%
144,616
+60,335
+72% +$3.02M
ET icon
14
Energy Transfer Partners
ET
$70.3B
$6.9M 1.14%
550,871
-11,048
-2% -$133K
SCHO icon
15
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$6.48M 1.07%
+267,110
New +$6.44M
GOOG icon
16
Alphabet (Google) Class C
GOOG
$3.89T
$6.37M 1.05%
69,037
+31,062
+82% +$2.96M
JNJ icon
17
Johnson & Johnson
JNJ
$623B
$6.02M 0.99%
34,407
+30,789
+851% +$5.32M
OXY icon
18
Occidental Petroleum
OXY
$57.6B
$5.94M 0.98%
92,754
+14,659
+19% +$998K
COST icon
19
Costco
COST
$409B
$5.93M 0.98%
12,248
+2,758
+29% +$1.35M
HQY icon
20
HealthEquity
HQY
$7.91B
$5.68M 0.94%
100,103
+2,000
+2% +$134K
CVX icon
21
Chevron
CVX
$389B
$5.42M 0.89%
30,917
+19,493
+171% +$3.4M
MUB icon
22
iShares National Muni Bond ETF
MUB
$45B
$5.23M 0.86%
+48,732
New +$5.08M
PM icon
23
Philip Morris
PM
$296B
$5.05M 0.83%
49,521
+45,886
+1,262% +$4.33M
VAL icon
24
Valaris
VAL
$5.48B
$4.69M 0.77%
68,282
+10,040
+17% +$626K
ROST icon
25
Ross Stores
ROST
$74.4B
$4.66M 0.77%
39,016
+11,638
+43% +$1.19M
1
2 3 4 5

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AAM
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.