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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$4.72M 5.08%
96,556
+8,908
+10% +$378K
QQQ icon
2
Invesco QQQ Trust
QQQ
$460B
$3.08M 3.31%
16,747
+1,195
+8% +$203K
JPST icon
3
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.9M 3.12%
+57,677
New +$2.9M
AMZN icon
4
Amazon
AMZN
$2.51T
$2.56M 2.75%
28,120
+1,320
+5% +$110K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$2.16M 2.32%
7,525
-933
-11% -$253K
MSFT icon
6
Microsoft
MSFT
$2.83T
$2.14M 2.3%
17,950
+2,369
+15% +$258K
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.19B
$2.07M 2.22%
63,296
-350
-0.5% -$11K
BA icon
8
Boeing
BA
$165B
$2.02M 2.17%
5,110
+955
+23% +$368K
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$1.92M 2.06%
18,017
-89
-0.5% -$8.98K
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.9M 2.04%
9,311
+170
+2% +$34.3K
META icon
11
Meta Platforms (Facebook)
META
$1.54T
$1.83M 1.97%
10,419
-1,906
-15% -$303K
RTL
12
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$1.76M 1.89%
165,758
+31,810
+24% +$378K
FTSM icon
13
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.74M 1.87%
29,057
+15,602
+116% +$936K
VOO icon
14
Vanguard S&P 500 ETF
VOO
$967B
$1.56M 1.68%
5,919
+409
+7% +$102K
VYM icon
15
Vanguard High Dividend Yield ETF
VYM
$80.6B
$1.43M 1.54%
16,472
-949
-5% -$79.3K
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.34M 1.44%
30,845
-403
-1% -$16.6K
ACWV icon
17
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$1.32M 1.42%
14,808
-65
-0.4% -$5.58K
LMBS icon
18
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$1.22M 1.32%
23,860
+19
+0.1% +$972
VXF icon
19
Vanguard Extended Market ETF
VXF
$30.4B
$1.22M 1.31%
10,406
+86
+0.8% +$9.65K
IJH icon
20
iShares Core S&P Mid-Cap ETF
IJH
$122B
$1.22M 1.31%
31,465
+2,095
+7% +$77.4K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$3.88T
$1.22M 1.31%
20,000
+200
+1% +$11.2K
PSK icon
22
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$1.17M 1.26%
27,314
-2,653
-9% -$111K
LQD icon
23
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.13M 1.22%
9,569
-462
-5% -$53.5K
NOBL icon
24
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$1.1M 1.18%
32,082
+1,154
+4% +$37.4K
BABA icon
25
Alibaba
BABA
$273B
$1.08M 1.17%
5,990
+224
+4% +$37.7K
1
2 3 4 5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.