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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
(+14%)
Cap. Flow
+$12.2M
Cap. Flow
% of AUM
6.51%
Top 10 Holdings %
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.37M |
| 2 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$3.48M |
| 3 |
iShares Silver Trust
SLV
|
+$3.13M |
| 4 |
SPDR Gold Trust
GLD
|
+$2.85M |
| 5 |
Qualcomm
QCOM
|
+$1.06M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$1.41M |
| 2 |
Arcturus Therapeutics
ARCT
|
+$1.04M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$946K |
| 5 |
US Global Jets ETF
JETS
|
+$942K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.03% |
| 2 | Healthcare | 12.77% |
| 3 | Financials | 6.97% |
| 4 | Consumer Discretionary | 4.53% |
| 5 | Communication Services | 3.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $10.6M | 5.63% |
175,712
+980
| +0.6% | +$58.9K |
|
|
2
Arcturus Therapeutics
ARCT
$165M
| $9.36M | 5% |
183,803
-20,870
| -10% | -$1.04M |
|
3
Apple
AAPL
$4.72T
| $8.24M | 4.4% |
71,576
-8,228
| -10% | -$898K |
|
|
4
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $7.01M | 3.74% |
84,719
+76,870
| +979% | +$6.37M |
|
|
5
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
| $7M | 3.74% |
138,535
+68,785
| +99% | +$3.48M |
|
6
Invesco QQQ Trust
QQQ
$460B
| $5.77M | 3.08% |
20,511
-413
| -2% | -$112K |
|
7
HealthEquity
HQY
$7.89B
| $5.46M | 2.91% |
100,050
| – | – |
|
8
Vanguard Total Stock Market ETF
VTI
$654B
| $4.42M | 2.36% |
25,152
+652
| +3% | +$110K |
|
9
Amazon
AMZN
$2.51T
| $4.41M | 2.35% |
27,580
-3,920
| -12% | -$618K |
|
|
10
SPDR Gold Trust
GLD
$130B
| $4.23M | 2.26% |
23,873
+15,833
| +197% | +$2.85M |
|
11
Microsoft
MSFT
$2.83T
| $3.52M | 1.88% |
16,777
-3,849
| -19% | -$808K |
|
|
12
iShares Silver Trust
SLV
$27.8B
| $3.06M | 1.63% |
+137,748
| New | +$3.13M |
|
|
13
Shopify
SHOP
$145B
| $2.76M | 1.47% |
25,730
-14,200
| -36% | -$1.41M |
|
14
Berkshire Hathaway Class B
BRK.B
$1.06T
| $2.41M | 1.29% |
11,292
+157
| +1% | +$32.1K |
|
15
Vanguard Total Bond Market
BND
$157B
| $2.36M | 1.26% |
26,852
+780
| +3% | +$69.2K |
|
16
iShares Gold Trust
IAU
$62.9B
| $2.26M | 1.21% |
62,480
+12,962
| +26% | +$473K |
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $2.23M | 1.19% |
6,491
-175
| -3% | -$58K |
|
18
Alphabet (Google) Class A
GOOGL
$3.89T
| $2.21M | 1.18% |
30,220
-5,060
| -14% | -$386K |
|
19
Innovator US Equity Buffer ETF October
BOCT
$283M
| $2.07M | 1.11% |
73,804
+9,744
| +15% | +$264K |
|
20
Zoetis
ZTS
$31.3B
| $2.03M | 1.08% |
12,699
-1,123
| -8% | -$173K |
|
21
Vanguard Total International Stock ETF
VXUS
$153B
| $2.02M | 1.08% |
37,636
+2,940
| +8% | +$154K |
|
22
Alibaba
BABA
$273B
| $2.02M | 1.08% |
6,800
-2,125
| -24% | -$560K |
|
23
Costco
COST
$411B
| $1.77M | 0.95% |
4,883
+2,232
| +84% | +$750K |
|
24
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $1.73M | 0.92% |
34,089
+4,330
| +15% | +$219K |
|
25
PepsiCo
PEP
$184B
| $1.69M | 0.9% |
12,308
+2,817
| +30% | +$383K |
|
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DFPG Investments's Q3 2020 Portfolio in Review
As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.
- DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
- DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
- DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
- DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
- DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
- DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
- DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.
Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.