We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-13.05%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$75.5M
AUM Growth
–
Cap. Flow
+$81.1M
Cap. Flow %
107.37%
Top 10 Hldgs %
26.94%
Holding
120
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.25M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.96M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 10.64%
2 Technology 9.41%
3 Communication Services 6.41%
4 Consumer Discretionary 5.16%
5 Real Estate 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.79T
$3.46M 4.58%
+87,648
New +$4.25M
QQQ icon
2
Invesco QQQ Trust
QQQ
$469B
$2.4M 3.18%
+15,552
New +$2.6M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$2.11M 2.8%
+8,458
New +$2.28M
AMZN icon
4
Amazon
AMZN
$2.63T
$2.01M 2.67%
+26,800
New +$2.23M
BRK.B icon
5
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.87M 2.47%
+9,141
New +$1.91M
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.18B
$1.85M 2.45%
+63,646
New +$1.96M
RTL
7
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$1.78M 2.36%
+133,948
New +$1.84M
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$1.66M 2.19%
+18,106
New +$1.79M
META icon
9
Meta Platforms (Facebook)
META
$1.59T
$1.62M 2.14%
+12,325
New +$1.79M
MSFT icon
10
Microsoft
MSFT
$2.9T
$1.58M 2.1%
+15,581
New +$1.67M
VYM icon
11
Vanguard High Dividend Yield ETF
VYM
$80.8B
$1.36M 1.8%
+17,421
New +$1.45M
BA icon
12
Boeing
BA
$164B
$1.34M 1.77%
+4,155
New +$1.44M
VOO icon
13
Vanguard S&P 500 ETF
VOO
$979B
$1.27M 1.68%
+5,510
New +$1.36M
LMBS icon
14
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.22M 1.61%
+23,841
New +$1.21M
ACWV icon
15
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.24B
$1.21M 1.6%
+14,873
New +$1.26M
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.19M 1.58%
+31,248
New +$1.21M
PSK icon
17
State Street SPDR ICE Preferred Securities ETF
PSK
$696M
$1.19M 1.57%
+29,967
New +$1.22M
LQD icon
18
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$1.13M 1.5%
+10,031
New +$1.13M
VXF icon
19
Vanguard Extended Market ETF
VXF
$30.5B
$1.03M 1.36%
+10,320
New +$1.13M
GOOG icon
20
Alphabet (Google) Class C
GOOG
$4.17T
$1.02M 1.36%
+19,800
New +$1.06M
SPYD icon
21
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.63B
$1.01M 1.34%
+29,646
New +$1.08M
IJH icon
22
iShares Core S&P Mid-Cap ETF
IJH
$123B
$975K 1.29%
+29,370
New +$1.07M
BRSP
23
BrightSpire Capital
BRSP
$696M
$943K 1.25%
+59,751
New +$1.14M
NOBL icon
24
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$936K 1.24%
+30,928
New +$986K
BRK.A icon
25
Berkshire Hathaway Class A
BRK.A
$1.05T
$918K 1.22%
+3
New +$939K
1
2 3 4 5

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2018 Portfolio in Review

Q4 2018 is the first quarter with a 13F filing on record for DFPG Investments, which disclosed 120 positions worth $75.5M. Its ten largest holdings account for 27% of the portfolio.

Its largest position is Apple: 87,648 shares worth $3.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, followed by Technology and Communication Services.

  • DFPG Investments's largest Q4 2018 buy was Apple: 87,648 shares worth $3.46M.
  • DFPG Investments's ten largest holdings make up 27% of its $75.5M portfolio in Q4 2018.
  • DFPG Investments disclosed 120 positions in Q4 2018, its first 13F filing on record.

Based on DFPG Investments's 13F filing for Q4 2018, filed 22 Jan 2019.