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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.73T
$16.7M 7.1%
113,416
+9,828
+9% +$1.54M
NVDA icon
2
NVIDIA
NVDA
$5.1T
$11M 4.66%
878,660
+67,030
+8% +$1.06M
AMZN icon
3
Amazon
AMZN
$2.54T
$8.05M 3.43%
67,509
-1,239
-2% -$157K
MSFT icon
4
Microsoft
MSFT
$2.89T
$7.7M 3.27%
31,803
+2,068
+7% +$546K
HQY icon
5
HealthEquity
HQY
$7.98B
$7.42M 3.15%
98,103
-2,036
-2% -$129K
ET icon
6
Energy Transfer Partners
ET
$70.4B
$6.79M 2.89%
561,919
+5,626
+1% +$62.7K
QQQ icon
7
Invesco QQQ Trust
QQQ
$463B
$6.61M 2.81%
24,015
-692
-3% -$209K
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$6.11M 2.6%
102,810
-46,763
-31% -$2.78M
META icon
9
Meta Platforms (Facebook)
META
$1.54T
$5.89M 2.5%
45,282
+13,845
+44% +$2.24M
OXY icon
10
Occidental Petroleum
OXY
$58.4B
$5.57M 2.37%
78,095
-42,442
-35% -$2.72M
MU icon
11
Micron Technology
MU
$1.12T
$4.86M 2.07%
86,704
+6,104
+8% +$354K
COST icon
12
Costco
COST
$409B
$4.54M 1.93%
9,490
+1,566
+20% +$815K
JPST icon
13
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.22M 1.8%
84,281
-117
-0.1% -$5.87K
AMD icon
14
Advanced Micro Devices
AMD
$898B
$4.16M 1.77%
70,696
+2,276
+3% +$194K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.93T
$3.91M 1.66%
38,632
-761,428
-95% -$84.4M
GOOG icon
16
Alphabet (Google) Class C
GOOG
$3.92T
$3.85M 1.64%
37,975
-686,365
-95% -$76.6M
SNOW icon
17
Snowflake
SNOW
$93.8B
$3.83M 1.63%
21,612
+7
+0% +$1.16K
VTI icon
18
Vanguard Total Stock Market ETF
VTI
$656B
$3.66M 1.56%
19,521
+310
+2% +$61.8K
VAL icon
19
Valaris
VAL
$5.54B
$3.48M 1.48%
58,242
+4,164
+8% +$200K
BX icon
20
Blackstone
BX
$151B
$3.24M 1.38%
37,940
+1,891
+5% +$183K
ZTS icon
21
Zoetis
ZTS
$31.3B
$3.12M 1.33%
21,204
+753
+4% +$126K
IAU icon
22
iShares Gold Trust
IAU
$63B
$2.99M 1.27%
95,007
+29,257
+44% +$959K
ASAN icon
23
Asana
ASAN
$1.57B
$2.9M 1.24%
149,766
+2,167
+1% +$46.5K
QCOM icon
24
Qualcomm
QCOM
$182B
$2.85M 1.21%
24,661
+1,525
+7% +$210K
FLOT icon
25
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.59M 1.1%
51,403
– –
1
2 3 4 5

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AAM
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.