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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
(-9.4%)
Cap. Flow
-$14.4M
Cap. Flow
% of AUM
-6%
Top 10 Holdings %
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum
OXY
|
+$3.35M |
| 2 |
US Global Jets ETF
JETS
|
+$2.65M |
| 3 |
NVIDIA
NVDA
|
+$1.49M |
| 4 |
Airbnb
ABNB
|
+$1.33M |
| 5 |
Citigroup
C
|
+$1.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Moderna
MRNA
|
+$4.13M |
| 2 |
Bumble
BMBL
|
+$1.76M |
| 3 |
OTLY
Oatly Group
OTLY
|
+$1.7M |
| 4 |
Valaris
VAL
|
+$1.65M |
| 5 |
Pinterest
PINS
|
+$1.56M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.46% |
| 2 | Consumer Discretionary | 8.79% |
| 3 | Financials | 8.11% |
| 4 | Energy | 7.21% |
| 5 | Communication Services | 6.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
NVIDIA
NVDA
$5.06T
| $11.8M | 4.94% |
489,890
+54,050
| +12% | +$1.49M |
|
2
Apple
AAPL
$4.72T
| $10.5M | 4.37% |
63,606
-1,063
| -2% | -$168K |
|
|
3
Occidental Petroleum
OXY
$57.3B
| $8.48M | 3.54% |
242,547
+106,721
| +79% | +$3.35M |
|
4
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
| $7.95M | 3.32% |
157,816
+2,826
| +2% | +$143K |
|
5
Invesco QQQ Trust
QQQ
$460B
| $7.08M | 2.96% |
19,571
-1,194
| -6% | -$461K |
|
6
Meta Platforms (Facebook)
META
$1.54T
| $6.76M | 2.82% |
21,365
-1,211
| -5% | -$402K |
|
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $6.75M | 2.82% |
83,926
-11,941
| -12% | -$976K |
|
8
Microsoft
MSFT
$2.83T
| $6.64M | 2.77% |
22,008
-2,071
| -9% | -$671K |
|
9
Blue Owl Capital
OBDC
$5.31B
| $6.17M | 2.58% |
426,096
+13,842
| +3% | +$198K |
|
10
Energy Transfer Partners
ET
$70.3B
| $5.94M | 2.48% |
623,433
+12,454
| +2% | +$113K |
|
11
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $5.54M | 2.31% |
92,655
-2,425
| -3% | -$145K |
|
12
Amazon
AMZN
$2.51T
| $5.48M | 2.29% |
36,120
-6,220
| -15% | -$1.06M |
|
13
HealthEquity
HQY
$7.89B
| $4.81M | 2.01% |
98,097
-10
| -0% | -$582 |
|
14
Vanguard Total Stock Market ETF
VTI
$654B
| $4.39M | 1.83% |
19,488
+379
| +2% | +$89.5K |
|
15
Alphabet (Google) Class A
GOOGL
$3.88T
| $4.15M | 1.73% |
31,120
-1,060
| -3% | -$153K |
|
16
Alibaba
BABA
$273B
| $3.83M | 1.6% |
29,263
+7,798
| +36% | +$1.14M |
|
17
Advanced Micro Devices
AMD
$880B
| $3.43M | 1.43% |
28,110
-3,040
| -10% | -$409K |
|
18
Vanguard Total International Stock ETF
VXUS
$153B
| $3.13M | 1.31% |
49,606
+16,120
| +48% | +$1.04M |
|
19
Qualcomm
QCOM
$180B
| $3.08M | 1.29% |
18,520
+953
| +5% | +$153K |
|
20
Zoetis
ZTS
$31.3B
| $3.06M | 1.28% |
15,173
-2,962
| -16% | -$649K |
|
|
21
US Global Jets ETF
JETS
$781M
| $3M | 1.25% |
140,294
+118,870
| +555% | +$2.65M |
|
22
Ross Stores
ROST
$74.5B
| $2.67M | 1.11% |
27,353
| – | – |
|
23
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $2.63M | 1.1% |
51,903
| – | – |
|
24
Innovator US Equity Buffer ETF October
BOCT
$283M
| $2.61M | 1.09% |
77,669
| – | – |
|
25
Costco
COST
$411B
| $2.52M | 1.05% |
5,220
-1,330
| -20% | -$681K |
|
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DFPG Investments's Q4 2021 Portfolio in Review
As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.
- DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
- DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
- DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
- DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
- DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
- DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
- DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.
Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.