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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$10.5M 6.39%
174,732
-34,829
-17% -$2.08M
ARCT icon
2
Arcturus Therapeutics
ARCT
$165M
$10.2M 6.19%
204,673
-112,111
-35% -$3.86M
AAPL icon
3
Apple
AAPL
$4.72T
$7.44M 4.53%
79,804
-1,728
-2% -$134K
HQY icon
4
HealthEquity
HQY
$7.89B
$5.81M 3.54%
100,050
-600
-0.6% -$33.2K
QQQ icon
5
Invesco QQQ Trust
QQQ
$460B
$5.37M 3.27%
20,924
+2,909
+16% +$652K
AMZN icon
6
Amazon
AMZN
$2.51T
$4.72M 2.88%
31,500
-2,540
-7% -$307K
MSFT icon
7
Microsoft
MSFT
$2.83T
$4.29M 2.62%
20,626
+701
+4% +$127K
SHOP icon
8
Shopify
SHOP
$145B
$4.05M 2.47%
39,930
+3,300
+9% +$229K
VTI icon
9
Vanguard Total Stock Market ETF
VTI
$654B
$3.89M 2.37%
24,500
-100
-0.4% -$14.7K
ICSH icon
10
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
$3.52M 2.15%
69,750
+19,290
+38% +$972K
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$3.88T
$2.63M 1.6%
35,280
-2,000
-5% -$135K
BND icon
12
Vanguard Total Bond Market
BND
$157B
$2.31M 1.4%
26,072
– –
BABA icon
13
Alibaba
BABA
$273B
$2.11M 1.29%
8,925
+3,607
+68% +$751K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$2.09M 1.27%
6,666
+58
+0.9% +$17K
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.02M 1.23%
11,135
-917
-8% -$167K
ZTS icon
16
Zoetis
ZTS
$31.3B
$1.91M 1.17%
13,822
+805
+6% +$105K
JPST icon
17
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.84M 1.12%
36,328
+14,635
+67% +$737K
VXUS icon
18
Vanguard Total International Stock ETF
VXUS
$153B
$1.75M 1.07%
34,696
– –
IAU icon
19
iShares Gold Trust
IAU
$62.9B
$1.7M 1.04%
+49,518
New +$1.62M
BOCT icon
20
Innovator US Equity Buffer ETF October
BOCT
$283M
$1.68M 1.02%
64,060
-350
-0.5% -$8.65K
LMBS icon
21
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$1.56M 0.95%
30,062
-1,394
-4% -$72K
RSP icon
22
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$1.55M 0.95%
15,274
-719
-4% -$69.3K
FLOT icon
23
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.5M 0.92%
+29,759
New +$1.49M
PFEB icon
24
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$1.46M 0.89%
60,000
– –
TWLO icon
25
Twilio
TWLO
$28.1B
$1.45M 0.88%
6,214
-587
-9% -$94.3K
1
2 3 4 5

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AAM
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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.