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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$34M
Cap. Flow
+$13.1M
Cap. Flow %
1.22%
Top 10 Hldgs %
21.95%
Holding
648
New
73
Increased
222
Reduced
265
Closed
73

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$21.5M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.8M
3
BKMC icon
BNY Mellon US Mid Cap Core Equity ETF
BKMC
+$11.3M
4
AMD icon
Advanced Micro Devices
AMD
+$6.81M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.7M

Top Sells

Rank Stock Value
1
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$30.3M
2
GLD icon
SPDR Gold Trust
GLD
+$18.7M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$16.2M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14.4M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 18.2%
2 Financials 7.8%
3 Healthcare 6.81%
4 Consumer Discretionary 5.98%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$44M 4.09%
241,067
+22,603
+10% +$4.15M
NVDA icon
2
NVIDIA
NVDA
$5.07T
$36.7M 3.42%
782,710
+38,440
+5% +$1.72M
AMZN icon
3
Amazon
AMZN
$2.52T
$24.7M 2.3%
176,014
+8,878
+5% +$1.19M
MSFT icon
4
Microsoft
MSFT
$2.83T
$24.2M 2.25%
67,113
+4,367
+7% +$1.44M
INDA icon
5
iShares MSCI India ETF
INDA
$6.65B
$21.5M 2%
488,581
+70,424
+17% +$3.11M
XLE icon
6
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$21.4M 1.99%
519,146
+491,976
+1,811% +$21.5M
IVV icon
7
iShares Core S&P 500 ETF
IVV
$874B
$18.3M 1.7%
42,055
+14,990
+55% +$6.7M
STIP icon
8
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$15.3M 1.42%
157,374
+8,915
+6% +$866K
AMD icon
9
Advanced Micro Devices
AMD
$872B
$15M 1.4%
132,557
+62,712
+90% +$6.81M
META icon
10
Meta Platforms (Facebook)
META
$1.54T
$14.8M 1.38%
46,234
+2,123
+5% +$640K
COST icon
11
Costco
COST
$408B
$13.3M 1.24%
23,701
+4,112
+21% +$2.27M
XOP icon
12
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.48B
$13.1M 1.22%
+96,328
New +$13.8M
SPYV icon
13
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$12.6M 1.17%
300,732
+131,814
+78% +$5.71M
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$3.9T
$12.3M 1.14%
94,136
+5,038
+6% +$652K
GOOG icon
15
Alphabet (Google) Class C
GOOG
$3.9T
$11.8M 1.09%
89,338
+3,744
+4% +$487K
SPYG icon
16
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$11.6M 1.08%
192,380
+78,972
+70% +$4.84M
SPDW icon
17
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$11.4M 1.06%
367,749
+103,360
+39% +$3.34M
QQQ icon
18
Invesco QQQ Trust
QQQ
$459B
$11.1M 1.03%
29,872
+3,915
+15% +$1.45M
BKMC icon
19
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$216M
$10.5M 0.98%
+403,980
New +$11.3M
OXY icon
20
Occidental Petroleum
OXY
$57.7B
$10.5M 0.98%
173,903
+26,812
+18% +$1.69M
ET icon
21
Energy Transfer Partners
ET
$70.2B
$10.2M 0.95%
783,865
+81,855
+12% +$1.09M
SCHW
22
Charles Schwab
SCHW
$177B
$9.46M 0.88%
174,609
+9,590
+6% +$580K
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$8.32M 0.77%
19,174
-152
-0.8% -$67.6K
JNJ icon
24
Johnson & Johnson
JNJ
$622B
$8.31M 0.77%
56,378
+13,381
+31% +$2.21M
ZTS icon
25
Zoetis
ZTS
$30.9B
$8.27M 0.77%
48,483
+9,953
+26% +$1.81M
1
2 3 4 5

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AAM
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DFPG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, DFPG Investments held 648 positions worth $1.08B, down 3.1% from $1.11B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments's Q3 2023 filing shows 73 new, 222 increased, 265 reduced and 73 closed positions. Its largest new stake was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M. The largest sale was State Street SPDR S&P Health Care Equipment ETF, an estimated $30.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • DFPG Investments's largest Q3 2023 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 96,328 shares worth $13.1M.
  • DFPG Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $21.5M increase.
  • DFPG Investments's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $18.7M.
  • DFPG Investments fully exited State Street SPDR S&P Health Care Equipment ETF in Q3 2023, selling an estimated $30.3M.
  • DFPG Investments's ten largest holdings make up 22% of its $1.08B portfolio in Q3 2023.
  • DFPG Investments opened 73 new positions and closed 73 in Q3 2023.
  • DFPG Investments's portfolio value fell 3.1% quarter-over-quarter to $1.08B.

Based on DFPG Investments's 13F filing for Q3 2023, filed 13 Nov 2023.