We are live on
!
Find out more
DI
DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+7.74%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$31.9M
(+26%)
Cap. Flow
+$18M
Cap. Flow
% of AUM
11.79%
Top 10 Holdings %
Top 10 Hldgs %
34.87%
Holding
186
New
27
Increased
75
Reduced
53
Closed
21
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$10M |
| 2 |
Innovator US Equity Buffer ETF October
BOCT
|
+$1.63M |
| 3 |
Amazon
AMZN
|
+$667K |
| 4 |
NVIDIA
NVDA
|
+$650K |
| 5 |
Target
TGT
|
+$640K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$1.3M |
| 2 |
iShares US Consumer Staples ETF
IYK
|
+$714K |
| 3 |
iShares Global Utilities ETF
JXI
|
+$636K |
| 4 |
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
|
+$629K |
| 5 |
ProShares UltraShort S&P500
SDS
|
+$577K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Healthcare | 8.64% |
| 3 | Financials | 8.6% |
| 4 | Communication Services | 4.79% |
| 5 | Consumer Discretionary | 4.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $12.6M | 8.24% |
209,469
+166,274
| +385% | +$10M |
|
2
Vanguard Total Stock Market ETF
VTI
$654B
| $8.49M | 5.56% |
50,894
-2,041
| -4% | -$320K |
|
3
Apple
AAPL
$4.71T
| $6.06M | 3.97% |
77,908
-2,076
| -3% | -$134K |
|
4
Arcturus Therapeutics
ARCT
$166M
| $5.54M | 3.62% |
456,390
-4,060
| -0.9% | -$42.5K |
|
5
Vanguard Total International Stock ETF
VXUS
$153B
| $4.71M | 3.08% |
83,824
-256
| -0.3% | -$13.8K |
|
6
Invesco QQQ Trust
QQQ
$460B
| $3.75M | 2.45% |
17,016
+1,633
| +11% | +$327K |
|
|
7
Amazon
AMZN
$2.52T
| $3.2M | 2.09% |
34,360
+7,540
| +28% | +$667K |
|
8
Microsoft
MSFT
$2.83T
| $3.13M | 2.05% |
19,183
+757
| +4% | +$111K |
|
9
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
| $3.08M | 2.02% |
61,187
+6,514
| +12% | +$328K |
|
10
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.76M | 1.8% |
38,300
+3,080
| +9% | +$199K |
|
11
Zoetis
ZTS
$31B
| $2.67M | 1.74% |
19,260
+1,928
| +11% | +$240K |
|
12
Vanguard Total Bond Market
BND
$157B
| $2.67M | 1.74% |
31,582
+3,698
| +13% | +$311K |
|
13
Berkshire Hathaway Class B
BRK.B
$1.06T
| $2.62M | 1.72% |
11,487
| – | – |
|
14
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $2.36M | 1.55% |
7,202
-32
| -0.4% | -$9.85K |
|
15
Vanguard High Dividend Yield ETF
VYM
$80.5B
| $1.95M | 1.27% |
20,750
+4,846
| +30% | +$439K |
|
16
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $1.89M | 1.24% |
36,424
+10,930
| +43% | +$567K |
|
17
Shopify
SHOP
$146B
| $1.86M | 1.22% |
41,490
+10,920
| +36% | +$369K |
|
18
Invesco S&P 500 Equal Weight ETF
RSP
$95.2B
| $1.86M | 1.22% |
15,886
-583
| -4% | -$64.8K |
|
19
JPMorgan Chase
JPM
$926B
| $1.7M | 1.11% |
12,454
+513
| +4% | +$65.8K |
|
|
20
Innovator US Equity Buffer ETF October
BOCT
$283M
| $1.69M | 1.11% |
+63,910
| New | +$1.63M |
|
21
Universal Health Services
UHS
$8.92B
| $1.68M | 1.1% |
11,610
+1,234
| +12% | +$176K |
|
22
First Trust Value Line Dividend Fund
FVD
$8.17B
| $1.57M | 1.03% |
43,346
-2,819
| -6% | -$99.3K |
|
23
Blackstone
BX
$151B
| $1.45M | 0.95% |
24,970
+1,909
| +8% | +$99K |
|
24
Alibaba
BABA
$272B
| $1.31M | 0.86% |
5,835
+176
| +3% | +$33K |
|
25
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $1.27M | 0.83% |
25,256
+6,354
| +34% | +$321K |
|
Similar funds
TC
BWM
AAM
WP
B
DGAM
FAAM
SFG
DFPG Investments's Q4 2019 Portfolio in Review
As of Q4 2019, DFPG Investments held 186 positions worth $153M, up 26% from $121M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments deployed $18M of net new capital in Q4 2019, opening 27 new positions and adding to 75 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was The Necessity Retail REIT, Inc. Class A Common Stock, an estimated $629K trimmed.
- DFPG Investments's largest Q4 2019 buy was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
- DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $10M increase.
- DFPG Investments's biggest Q4 2019 reduction was The Necessity Retail REIT, Inc. Class A Common Stock, cutting an estimated $629K.
- DFPG Investments fully exited AbbVie in Q4 2019, selling an estimated $1.3M.
- DFPG Investments's ten largest holdings make up 35% of its $153M portfolio in Q4 2019.
- DFPG Investments opened 27 new positions and closed 21 in Q4 2019.
- DFPG Investments's portfolio value rose 26% quarter-over-quarter to $153M.
Based on DFPG Investments's 13F filing for Q4 2019, filed 4 Feb 2020.