DI
DFPG Investments Portfolio holdings
AUM
$1.28B
This Quarter Return
+5.72%
1 Year Return
+27.57%
3 Year Return
+38.25%
5 Year Return
+159.14%
10 Year Return
–
AUM
$234M
AUM Growth
+$234M
(+7.6%)
Cap. Flow
+$7.76M
Cap. Flow
% of AUM
3.32%
Top 10 Holdings %
Top 10 Hldgs %
31.59%
Holding
181
New
17
Increased
73
Reduced
52
Closed
23
Top Buys
| 1 |
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
|
$5M |
| 2 |
Energy Transfer Partners
ET
|
$4.15M |
| 3 |
Ross Stores
ROST
|
$3.36M |
| 4 |
SPDR Gold Trust
GLD
|
$2.76M |
| 5 |
AVYA
Avaya Holdings Corp. Common Stock
AVYA
|
$2.21M |
Top Sells
| 1 |
Arcturus Therapeutics
ARCT
|
$5.75M |
| 2 |
Alibaba
BABA
|
$2.13M |
| 3 |
NVIDIA
NVDA
|
$2.09M |
| 4 |
Apple
AAPL
|
$2.02M |
| 5 |
Advanced Micro Devices
AMD
|
$1.64M |
Sector Composition
| 1 | Technology | 13.65% |
| 2 | Healthcare | 12.28% |
| 3 | Consumer Discretionary | 8.78% |
| 4 | Communication Services | 8.12% |
| 5 | Financials | 5.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
| $10.6M | 4.53% | 176,821 -4,172 | -2% | -$250K |
|
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
| $9.28M | 3.97% | 112,738 +14,030 | +14% | +$1.16M |
|
3
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.2B
| $9.17M | 3.92% | 181,633 +21,113 | +13% | +$1.07M |
|
|
4
Apple
AAPL
$3.45T
| $6.68M | 2.86% | 53,092 -16,054 | -23% | -$2.02M |
|
5
Meta Platforms (Facebook)
META
$1.86T
| $6.66M | 2.85% | 21,568 +3,319 | +18% | +$1.03M |
|
|
SRGA
6
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $6.63M | 2.83% | 2,973,645 +2,240,417 | +306% | +$5M |
|
7
HealthEquity
HQY
$7.72B
| $6.62M | 2.83% | 99,050 | – | – |
|
8
Invesco QQQ Trust
QQQ
$364B
| $6.5M | 2.78% | 19,624 +1,529 | +8% | +$506K |
|
|
9
SPDR Gold Trust
GLD
$107B
| $6.3M | 2.69% | 38,882 +17,066 | +78% | +$2.76M |
|
|
10
NVIDIA
NVDA
$4.24T
| $5.49M | 2.35% | 9,816 -3,736 | -28% | -$2.09M |
|
11
Amazon
AMZN
$2.44T
| $4.58M | 1.96% | 1,420 +91 | +7% | +$294K |
|
12
Vanguard Total Stock Market ETF
VTI
$526B
| $4.28M | 1.83% | 20,209 +145 | +0.7% | +$30.7K |
|
|
13
Energy Transfer Partners
ET
$60.8B
| $4.15M | 1.77% | +531,098 | New | +$4.15M |
|
|
14
Alibaba
BABA
$322B
| $3.61M | 1.54% | 16,027 -9,444 | -37% | -$2.13M |
|
15
Alphabet (Google) Class A
GOOGL
$2.57T
| $3.57M | 1.53% | 1,610 +108 | +7% | +$240K |
|
16
Microsoft
MSFT
$3.77T
| $3.56M | 1.52% | 14,287 -2,765 | -16% | -$689K |
|
17
Moderna
MRNA
$9.37B
| $3.53M | 1.51% | 27,147 +1,162 | +4% | +$151K |
|
|
18
Ross Stores
ROST
$48.1B
| $3.36M | 1.44% | +27,331 | New | +$3.36M |
|
19
Occidental Petroleum
OXY
$46.9B
| $3.3M | 1.41% | 130,494 +1,627 | +1% | +$41.2K |
|
20
Pinterest
PINS
$24.9B
| $3.22M | 1.38% | 40,520 +156 | +0.4% | +$12.4K |
|
21
US Global Jets ETF
JETS
$845M
| $3.17M | 1.36% | 114,909 +5,558 | +5% | +$153K |
|
22
Zoetis
ZTS
$69.3B
| $2.74M | 1.17% | 17,278 +3,190 | +23% | +$505K |
|
|
AVYA
23
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $2.56M | 1.09% | 85,789 +73,958 | +625% | +$2.21M |
|
24
Walt Disney
DIS
$213B
| $2.51M | 1.07% | 13,295 +1,116 | +9% | +$210K |
|
25
Innovator US Equity Buffer ETF October
BOCT
$234M
| $2.45M | 1.05% | 77,669 +3,070 | +4% | +$96.9K |
|