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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
(+7.6%)
Cap. Flow
+$9.29M
Cap. Flow
% of AUM
3.97%
Top 10 Holdings %
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
|
+$5.21M |
| 2 |
Energy Transfer Partners
ET
|
+$3.88M |
| 3 |
Ross Stores
ROST
|
+$3.24M |
| 4 |
SPDR Gold Trust
GLD
|
+$2.87M |
| 5 |
AVYA
Avaya Holdings Corp. Common Stock
AVYA
|
+$1.98M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Arcturus Therapeutics
ARCT
|
+$5.75M |
| 2 |
Alibaba
BABA
|
+$2.32M |
| 3 |
Apple
AAPL
|
+$2.06M |
| 4 |
NVIDIA
NVDA
|
+$2.01M |
| 5 |
Advanced Micro Devices
AMD
|
+$1.64M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.63% |
| 2 | Healthcare | 12.3% |
| 3 | Consumer Discretionary | 8.78% |
| 4 | Communication Services | 8.12% |
| 5 | Financials | 5.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $10.6M | 4.53% |
176,821
-4,172
| -2% | -$250K |
|
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $9.28M | 3.97% |
112,738
+14,030
| +14% | +$1.16M |
|
3
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.96B
| $9.17M | 3.92% |
181,633
+21,113
| +13% | +$1.07M |
|
|
4
Apple
AAPL
$4.72T
| $6.68M | 2.86% |
53,092
-16,054
| -23% | -$2.06M |
|
5
Meta Platforms (Facebook)
META
$1.54T
| $6.66M | 2.85% |
21,568
+3,319
| +18% | +$894K |
|
|
SRGA
6
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $6.63M | 2.83% |
99,122
+74,681
| +306% | +$5.21M |
|
7
HealthEquity
HQY
$7.89B
| $6.62M | 2.83% |
99,050
| – | – |
|
8
Invesco QQQ Trust
QQQ
$460B
| $6.5M | 2.78% |
19,624
+1,529
| +8% | +$489K |
|
|
9
SPDR Gold Trust
GLD
$130B
| $6.3M | 2.69% |
38,882
+17,066
| +78% | +$2.87M |
|
|
10
NVIDIA
NVDA
$5.06T
| $5.49M | 2.35% |
392,640
-149,440
| -28% | -$2.01M |
|
11
Amazon
AMZN
$2.51T
| $4.58M | 1.96% |
28,400
+1,820
| +7% | +$288K |
|
12
Vanguard Total Stock Market ETF
VTI
$654B
| $4.28M | 1.83% |
20,209
+145
| +0.7% | +$29.3K |
|
|
13
Energy Transfer Partners
ET
$70.3B
| $4.15M | 1.77% |
+531,098
| New | +$3.88M |
|
|
14
Alibaba
BABA
$273B
| $3.61M | 1.54% |
16,027
-9,444
| -37% | -$2.32M |
|
15
Alphabet (Google) Class A
GOOGL
$3.88T
| $3.57M | 1.53% |
32,200
+2,160
| +7% | +$213K |
|
16
Microsoft
MSFT
$2.83T
| $3.56M | 1.52% |
14,287
-2,765
| -16% | -$642K |
|
17
Moderna
MRNA
$22.6B
| $3.53M | 1.51% |
27,147
+1,162
| +4% | +$168K |
|
|
18
Ross Stores
ROST
$74.5B
| $3.36M | 1.44% |
+27,331
| New | +$3.24M |
|
19
Occidental Petroleum
OXY
$57.3B
| $3.3M | 1.41% |
130,494
+1,627
| +1% | +$40.7K |
|
20
Pinterest
PINS
$12.3B
| $3.22M | 1.38% |
40,520
+156
| +0.4% | +$11.6K |
|
21
US Global Jets ETF
JETS
$781M
| $3.17M | 1.36% |
114,909
+5,558
| +5% | +$136K |
|
22
Zoetis
ZTS
$31.3B
| $2.74M | 1.17% |
17,278
+3,190
| +23% | +$505K |
|
|
AVYA
23
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $2.56M | 1.09% |
85,789
+73,958
| +625% | +$1.98M |
|
24
Walt Disney
DIS
$161B
| $2.51M | 1.07% |
13,295
+1,116
| +9% | +$206K |
|
25
Innovator US Equity Buffer ETF October
BOCT
$283M
| $2.45M | 1.05% |
77,669
+3,070
| +4% | +$93.6K |
|
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DFPG Investments's Q1 2021 Portfolio in Review
As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.
DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.
- DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
- DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
- DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
- DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
- DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
- DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
- DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.
Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.