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DFPG Investments’s Caterpillar CAT Stock Holding History

DFPG Investments’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$736K Sell
2,589
-14,160
-85% -$3.67M 0.06% 305
2023
Q3 		$3.92M Sell
16,749
-877
-5% -$238K 0.36% 67
2023
Q2 		$4.63M Buy
17,626
+3,165
+22% +$706K 0.42% 51
2023
Q1 		$3.31M Buy
14,461
+6,253
+76% +$1.51M 0.36% 66
2022
Q4 		$2.06M Buy
8,208
+1,087
+15% +$237K 0.34% 78
2022
Q3 		$1.35M Buy
7,121
+191
+3% +$34.9K 0.58% 47
2022
Q2 		$1.2M Buy
6,930
+277
+4% +$58.4K 0.52% 50
2022
Q1 		$1.53M Buy
6,653
+1,404
+27% +$294K 0.6% 47
2021
Q4 		$1.14M Buy
+5,249
New +$1.06M 0.47% 58

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

DFPG Investments's CAT Position: Q4 2023 in Review

DFPG Investments reduced its Caterpillar (CAT) stake by 85% in Q4 2023, selling an estimated $3.67M and leaving 2,589 shares worth $736K. The position accounts for 0.06% of the portfolio, ranked #305.

DFPG Investments first reported a position in CAT in Q4 2021 and has held it in 9 quarters since. The position peaked at $4.63M in Q2 2023. 2,578 funds tracked by Wall St. Rank hold CAT as of Q4 2023.

  • DFPG Investments held 2,589 shares of Caterpillar worth $736K as of Q4 2023.
  • DFPG Investments sold 14,160 Caterpillar shares in Q4 2023, an estimated $3.67M.
  • Caterpillar made up 0.06% of DFPG Investments's portfolio in Q4 2023, its #305 holding.
  • DFPG Investments first reported a position in Caterpillar in Q4 2021 and has held it in 9 quarters since.
  • DFPG Investments's Caterpillar position peaked at $4.63M in Q2 2023.
  • 2,578 funds tracked by Wall St. Rank held Caterpillar as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.