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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
101
PayPal
PYPL
$49.3B
$3.23M 0.25%
55,031
+818
+2% +$46.9K
MBB icon
102
iShares MBS ETF
MBB
$39.1B
$3.14M 0.25%
33,571
+2,077
+7% +$186K
MC icon
103
Moelis & Co
MC
$5.05B
$3.1M 0.24%
57,004
+2,004
+4% +$94.1K
ESGU icon
104
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$3.08M 0.24%
29,821
+1,891
+7% +$185K
ATO icon
105
Atmos Energy
ATO
$29.2B
$3.05M 0.24%
25,844
+1,640
+7% +$183K
NVO
106
Novo Nordisk
NVO
$218B
$3.03M 0.24%
29,246
+3,064
+12% +$303K
HD icon
107
Home Depot
HD
$331B
$3.03M 0.24%
8,953
-211
-2% -$65.3K
RTX icon
108
RTX Corp
RTX
$261B
$3.02M 0.24%
35,233
+10,950
+45% +$867K
VXUS icon
109
Vanguard Total International Stock ETF
VXUS
$155B
$3.01M 0.24%
52,929
+7,421
+16% +$405K
BRK.B icon
110
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.01M 0.24%
8,214
-860
-9% -$302K
FREL icon
111
Fidelity MSCI Real Estate Index ETF
FREL
$1.51B
$2.96M 0.23%
112,993
+6,082
+6% +$145K
FTSM icon
112
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$2.86M 0.22%
47,892
+839
+2% +$50K
CMCSA icon
113
Comcast
CMCSA
$85.1B
$2.83M 0.22%
65,314
+3,202
+5% +$137K
UNP icon
114
Union Pacific
UNP
$174B
$2.79M 0.22%
11,535
+100
+0.9% +$22K
APD icon
115
Air Products & Chemicals
APD
$66B
$2.74M 0.21%
10,132
+240
+2% +$66K
USIG icon
116
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$2.74M 0.21%
53,763
+3,308
+7% +$161K
INTU icon
117
Intuit
INTU
$79.3B
$2.72M 0.21%
4,596
+193
+4% +$106K
MO icon
118
Altria Group
MO
$122B
$2.69M 0.21%
65,092
-2,358
-3% -$97.5K
SOFI icon
119
SoFi Technologies
SOFI
$22.6B
$2.68M 0.21%
321,940
+24,937
+8% +$198K
BOCT icon
120
Innovator US Equity Buffer ETF October
BOCT
$285M
$2.67M 0.21%
70,116
-885
-1% -$32.4K
NFLX icon
121
Netflix
NFLX
$286B
$2.63M 0.21%
55,900
-18,810
-25% -$821K
EFG icon
122
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$2.62M 0.2%
27,827
+2,178
+8% +$195K
IEMG icon
123
iShares Core MSCI Emerging Markets ETF
IEMG
$154B
$2.52M 0.2%
50,650
+1,470
+3% +$71.2K
TFLO icon
124
iShares Treasury Floating Rate Bond ETF
TFLO
$6.55B
$2.51M 0.2%
49,803
+7,627
+18% +$386K
SM icon
125
SM Energy
SM
$7.72B
$2.47M 0.19%
62,801
-91
-0.1% -$3.51K
3 4
5
6 7

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.