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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
151
Linde
LIN
$233B
$1.87M 0.15%
4,586
+2,506
+120% +$988K
WFC icon
152
Wells Fargo
WFC
$266B
$1.83M 0.14%
37,658
-2,322
-6% -$100K
EW icon
153
Edwards Lifesciences
EW
$48.7B
$1.83M 0.14%
25,018
+1,738
+7% +$121K
ORCL icon
154
Oracle
ORCL
$366B
$1.81M 0.14%
17,664
-1,674
-9% -$183K
VRTX icon
155
Vertex Pharmaceuticals
VRTX
$122B
$1.79M 0.14%
+4,347
New +$1.61M
BALT icon
156
Innovator Defined Wealth Shield ETF
BALT
$2.67B
$1.77M 0.14%
62,275
-65
-0.1% -$1.83K
IYW icon
157
iShares US Technology ETF
IYW
$24.6B
$1.76M 0.14%
14,876
+1,686
+13% +$191K
BIL icon
158
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$1.75M 0.14%
19,157
-28,622
-60% -$2.62M
FXI icon
159
iShares China Large-Cap ETF
FXI
$4.31B
$1.73M 0.14%
+73,063
New +$1.85M
DE icon
160
Deere & Co
DE
$158B
$1.72M 0.13%
4,379
+8
+0.2% +$3.02K
WM icon
161
Waste Management
WM
$93.6B
$1.66M 0.13%
9,297
+66
+0.7% +$11.1K
MDLZ icon
162
Mondelez International
MDLZ
$76.8B
$1.61M 0.13%
21,991
-4,169
-16% -$286K
SPLV icon
163
Invesco S&P 500 Low Volatility ETF
SPLV
$7.06B
$1.61M 0.13%
25,541
-360
-1% -$21.7K
INTF icon
164
iShares International Equity Factor ETF
INTF
$3.55B
$1.6M 0.12%
58,017
+616
+1% +$16.2K
PFE icon
165
Pfizer
PFE
$142B
$1.59M 0.12%
53,539
-45,377
-46% -$1.37M
FANG icon
166
Diamondback Energy
FANG
$56.2B
$1.57M 0.12%
+9,825
New +$1.54M
SCHG icon
167
Schwab US Large-Cap Growth ETF
SCHG
$60B
$1.57M 0.12%
77,664
+7,124
+10% +$138K
SGOV icon
168
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$1.57M 0.12%
15,647
+10,751
+220% +$1.08M
VONG icon
169
Vanguard Russell 1000 Growth ETF
VONG
$43.9B
$1.56M 0.12%
20,431
-1,924
-9% -$140K
POOL icon
170
Pool Corp
POOL
$7.16B
$1.53M 0.12%
4,086
+187
+5% +$65.6K
XLK icon
171
State Street Technology Select Sector SPDR ETF
XLK
$118B
$1.52M 0.12%
16,438
+2,498
+18% +$222K
DSI icon
172
iShares MSCI KLD 400 Social ETF
DSI
$5.29B
$1.52M 0.12%
16,975
-825
-5% -$70K
EMXC icon
173
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.2B
$1.52M 0.12%
27,934
+5,050
+22% +$260K
IMCV icon
174
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.51M 0.12%
22,519
+490
+2% +$30.5K
IWM icon
175
iShares Russell 2000 ETF
IWM
$82.4B
$1.51M 0.12%
7,771
+3,726
+92% +$668K
5 6
7
8 9

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.