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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWZ icon
176
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
$1.46M 0.11%
+58,520
New +$1.39M
SAP icon
177
SAP
SAP
$180B
$1.45M 0.11%
9,686
+1,264
+15% +$183K
HUM icon
178
Humana
HUM
$48.5B
$1.41M 0.11%
3,033
+1,378
+83% +$679K
PRFZ icon
179
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.8B
$1.4M 0.11%
38,757
-8,757
-18% -$294K
FIXD icon
180
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1.39M 0.11%
31,382
-26
-0.1% -$1.11K
MCHP icon
181
Microchip Technology
MCHP
$45.3B
$1.38M 0.11%
16,367
+2,135
+15% +$174K
VGLT icon
182
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$1.37M 0.11%
22,273
+942
+4% +$53.2K
SUB icon
183
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.35M 0.11%
12,790
-1,786
-12% -$186K
MRSH
184
Marsh
MRSH
$87.5B
$1.33M 0.1%
6,949
-41
-0.6% -$7.92K
INTC icon
185
Intel
INTC
$530B
$1.32M 0.1%
28,131
+645
+2% +$26.2K
FVD icon
186
First Trust Value Line Dividend Fund
FVD
$8.16B
$1.32M 0.1%
32,721
+3
+0% +$115
VEA icon
187
Vanguard FTSE Developed Markets ETF
VEA
$228B
$1.31M 0.1%
27,968
+884
+3% +$39.6K
SUSC icon
188
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.3M 0.1%
56,439
-6,379
-10% -$141K
BLK icon
189
Blackrock
BLK
$161B
$1.29M 0.1%
1,639
+973
+146% +$679K
IVW icon
190
iShares S&P 500 Growth ETF
IVW
$74.4B
$1.28M 0.1%
17,478
+2,277
+15% +$162K
SYY icon
191
Sysco
SYY
$38.8B
$1.27M 0.1%
16,990
-1,447
-8% -$99.9K
EAGG icon
192
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$1.27M 0.1%
26,744
+951
+4% +$43.5K
DFAT icon
193
Dimensional US Targeted Value ETF
DFAT
$14.4B
$1.27M 0.1%
24,998
-7,211
-22% -$337K
RELX icon
194
RELX
RELX
$57.2B
$1.26M 0.1%
32,663
+2,265
+7% +$83.4K
JPST icon
195
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.25M 0.1%
24,961
-3,513
-12% -$176K
VXF icon
196
Vanguard Extended Market ETF
VXF
$30.7B
$1.24M 0.1%
7,843
-170
-2% -$25K
WMB icon
197
Williams Companies
WMB
$89.7B
$1.23M 0.1%
33,927
-677
-2% -$23.8K
BKNG icon
198
Booking.com
BKNG
$139B
$1.22M 0.1%
+8,975
New +$1.12M
MKC icon
199
McCormick & Company Non-Voting
MKC
$14.1B
$1.22M 0.1%
17,701
-1,738
-9% -$114K
FCX icon
200
Freeport-McMoran
FCX
$89.9B
$1.22M 0.1%
29,447
+975
+3% +$36K
6 7
8
9 10

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.