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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
126
CVS Health
CVS
$141B
$2.44M 0.19%
30,201
+12,848
+74% +$914K
LOW icon
127
Lowe's Companies
LOW
$114B
$2.42M 0.19%
11,411
-293
-3% -$59.4K
ACWX icon
128
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$2.38M 0.19%
47,568
+1,392
+3% +$67K
MRK icon
129
Merck
MRK
$312B
$2.38M 0.19%
20,757
+569
+3% +$59.1K
ADP icon
130
Automatic Data Processing
ADP
$98.4B
$2.36M 0.18%
10,134
+326
+3% +$76K
PULS icon
131
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.35M 0.18%
47,543
+3,582
+8% +$177K
OBDC icon
132
Blue Owl Capital
OBDC
$5.42B
$2.33M 0.18%
159,473
– –
EWU icon
133
iShares MSCI United Kingdom ETF
EWU
$4B
$2.31M 0.18%
+70,563
New +$2.25M
LRGF icon
134
iShares US Equity Factor ETF
LRGF
$3.57B
$2.31M 0.18%
48,569
-12,164
-20% -$548K
CI icon
135
Cigna
CI
$76.8B
$2.17M 0.17%
7,160
+3,430
+92% +$1M
ISRG icon
136
Intuitive Surgical
ISRG
$124B
$2.16M 0.17%
6,694
+448
+7% +$134K
ABT icon
137
Abbott
ABT
$174B
$2.13M 0.17%
19,418
-308
-2% -$30.8K
TMO icon
138
Thermo Fisher Scientific
TMO
$195B
$2.07M 0.16%
3,917
-59
-1% -$28.6K
NOBL icon
139
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$2.05M 0.16%
43,526
+822
+2% +$36.8K
VTV icon
140
Vanguard Value ETF
VTV
$187B
$2.04M 0.16%
13,677
+2,294
+20% +$323K
SHV icon
141
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$2.01M 0.16%
18,246
+297
+2% +$32.7K
LCTU icon
142
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.21B
$1.99M 0.16%
38,659
+239
+0.6% +$11.7K
LQD icon
143
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.9B
$1.99M 0.16%
18,136
+5,132
+39% +$534K
BXSL icon
144
Blackstone Secured Lending
BXSL
$5.45B
$1.99M 0.16%
71,126
+2,013
+3% +$55.6K
VMBS icon
145
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$1.94M 0.15%
41,972
+2,656
+7% +$117K
AMCR icon
146
Amcor
AMCR
$20.1B
$1.94M 0.15%
40,328
-3,428
-8% -$157K
DHR icon
147
Danaher
DHR
$127B
$1.93M 0.15%
8,382
+5,835
+229% +$1.24M
VUG icon
148
Vanguard Growth ETF
VUG
$223B
$1.93M 0.15%
38,262
+1,068
+3% +$51.6K
CRWD icon
149
CrowdStrike
CRWD
$195B
$1.91M 0.15%
31,260
+1,912
+7% +$100K
OEF icon
150
iShares S&P 100 ETF
OEF
$20.2B
$1.88M 0.15%
8,543
+4,446
+109% +$935K
4 5
6
7 8

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.