We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRD
626
DRDGold
DRD
$1.8B
– –
-28,498
Closed -$243K
FSCO
627
FS Credit Opportunities Corp
FSCO
$1.01B
– –
-48,264
Closed -$278K
HPE icon
628
Hewlett Packard
HPE
$61.9B
– –
-12,693
Closed -$198K
IBKR icon
629
Interactive Brokers
IBKR
$42.1B
– –
-10,808
Closed -$222K
IGSB icon
630
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
– –
-6,603
Closed -$329K
ILMN icon
631
Illumina
ILMN
$29.1B
– –
-17,069
Closed -$1.78M
MPWR icon
632
Monolithic Power Systems
MPWR
$68B
– –
-419
Closed -$202K
STM icon
633
STMicroelectronics
STM
$58.4B
– –
-9,084
Closed -$368K
TSQ icon
634
Townsquare Media
TSQ
$117M
– –
-10,800
Closed -$95.9K
USA icon
635
Liberty All-Star Equity Fund
USA
$1.78B
– –
-47,921
Closed -$288K
USDU icon
636
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$470M
– –
-57,049
Closed -$1.59M
USFR icon
637
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
– –
-8,579
Closed -$432K
VOD icon
638
Vodafone
VOD
$35.2B
– –
-14,013
Closed -$133K
XLP icon
639
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-7,671
Closed -$525K
AUGX
640
DELISTED
Augmedix, Inc. Common Stock
AUGX
– –
-11,834
Closed -$63.9K
PXD
641
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,002
Closed -$232K
22 23 24 25
26

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.