We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
526
Alerian MLP ETF
AMLP
$12.8B
$285K 0.02%
6,628
+70
+1% +$2.97K
CSTL icon
527
Castle Biosciences
CSTL
$743M
$284K 0.02%
13,649
-766
-5% -$13.5K
FOXF icon
528
Fox Factory Holding Corp
FOXF
$767M
$283K 0.02%
4,368
-1,160
-21% -$84.6K
VTIP icon
529
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$281K 0.02%
5,914
-10,553
-64% -$500K
AVY icon
530
Avery Dennison
AVY
$11.9B
$281K 0.02%
1,426
+159
+13% +$29.7K
RYAN icon
531
Ryan Specialty Holdings
RYAN
$5.29B
$280K 0.02%
6,601
-956
-13% -$43.1K
SECT icon
532
Main Sector Rotation ETF
SECT
$2.78B
$279K 0.02%
6,136
-19
-0.3% -$829
SPYD icon
533
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.6B
$277K 0.02%
7,086
+1
+0% +$36
CW icon
534
Curtiss-Wright
CW
$26.7B
$276K 0.02%
1,265
+151
+14% +$31.6K
SLF icon
535
Sun Life Financial
SLF
$44.9B
$273K 0.02%
5,332
– –
EPD icon
536
Enterprise Products Partners
EPD
$83.4B
$271K 0.02%
10,036
-2,944
-23% -$78.4K
KMB icon
537
Kimberly-Clark
KMB
$35.9B
$271K 0.02%
2,225
-1,688
-43% -$204K
MDC
538
DELISTED
M.D.C. Holdings, Inc.
MDC
$270K 0.02%
5,076
-199
-4% -$8.81K
ISCV icon
539
iShares Morningstar Small-Cap Value ETF
ISCV
$688M
$266K 0.02%
4,621
-217
-4% -$11.5K
BMI icon
540
Badger Meter
BMI
$4.26B
$264K 0.02%
1,738
-11
-0.6% -$1.6K
SUM
541
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$263K 0.02%
7,145
+1,061
+17% +$36.8K
DLR icon
542
Digital Realty Trust
DLR
$66.3B
$263K 0.02%
1,968
-144
-7% -$18.6K
GAP
543
The Gap Inc
GAP
$7.06B
$262K 0.02%
12,919
+1,351
+12% +$21.8K
FAST icon
544
Fastenal
FAST
$51.6B
$261K 0.02%
8,402
-996
-11% -$30K
CALX icon
545
Calix
CALX
$2.39B
$260K 0.02%
+5,885
New +$235K
CAH icon
546
Cardinal Health
CAH
$53.2B
$259K 0.02%
2,477
-128
-5% -$12.7K
TLH icon
547
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$259K 0.02%
+2,399
New +$240K
AEP icon
548
American Electric Power
AEP
$71B
$259K 0.02%
3,109
-297
-9% -$23.1K
SHBI icon
549
Shore Bancshares
SHBI
$774M
$258K 0.02%
19,247
+194
+1% +$2.29K
PBH icon
550
Prestige Consumer Healthcare
PBH
$2.32B
$258K 0.02%
4,273
+447
+12% +$26.5K
20 21
22
23 24

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.