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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
576
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.33B
$231K 0.02%
2,173
+1
+0% +$101
OZK icon
577
Bank OZK
OZK
$5.54B
$231K 0.02%
+4,785
New +$197K
PRU icon
578
Prudential Financial
PRU
$41.2B
$231K 0.02%
2,243
-34
-1% -$3.26K
TXN icon
579
Texas Instruments
TXN
$265B
$230K 0.02%
1,380
-16
-1% -$2.48K
APAM icon
580
Artisan Partners
APAM
$2.78B
$226K 0.02%
+5,346
New +$202K
WEC icon
581
WEC Energy
WEC
$36.4B
$226K 0.02%
2,611
-32
-1% -$2.63K
EXPO icon
582
Exponent
EXPO
$2.94B
$226K 0.02%
+2,636
New +$216K
OPCH icon
583
Option Care Health
OPCH
$3.4B
$225K 0.02%
+6,774
New +$208K
VLTO icon
584
Veralto
VLTO
$22.1B
$225K 0.02%
+2,883
New +$215K
PGX icon
585
Invesco Preferred ETF
PGX
$3.87B
$225K 0.02%
19,599
+5,185
+36% +$56.6K
KBR icon
586
KBR
KBR
$4.36B
$225K 0.02%
+4,090
New +$226K
LRCX icon
587
Lam Research
LRCX
$403B
$225K 0.02%
+3,050
New +$208K
GNL icon
588
Global Net Lease
GNL
$1.94B
$223K 0.02%
23,021
-10,509
-31% -$91.9K
CP icon
589
Canadian Pacific Kansas City
CP
$80.9B
$222K 0.02%
2,809
-1,685
-37% -$123K
MORN icon
590
Morningstar
MORN
$6.3B
$218K 0.02%
797
-113
-12% -$29.4K
FAAR icon
591
First Trust Alternative Absolute Return Strategy ETF
FAAR
$188M
$216K 0.02%
7,853
– –
IWD icon
592
iShares Russell 1000 Value ETF
IWD
$81.7B
$216K 0.02%
+1,315
New +$203K
LSCC icon
593
Lattice Semiconductor
LSCC
$18.6B
$215K 0.02%
+3,272
New +$217K
SF
594
Stifel
SF
$11.9B
$214K 0.02%
+4,728
New +$194K
AON icon
595
Aon
AON
$76.8B
$214K 0.02%
735
-155
-17% -$49.6K
BCSF icon
596
Bain Capital Specialty
BCSF
$832M
$211K 0.02%
14,030
+1,650
+13% +$25.1K
MKTX icon
597
MarketAxess Holdings
MKTX
$3.99B
$210K 0.02%
+754
New +$182K
FMF icon
598
First Trust Managed Futures Strategy Fund
FMF
$250M
$209K 0.02%
4,518
– –
WERN icon
599
Werner Enterprises
WERN
$2.84B
$208K 0.02%
+5,106
New +$200K
PNW icon
600
Pinnacle West Capital
PNW
$12.8B
$208K 0.02%
2,804
-83
-3% -$6.1K
22 23
24
25 26

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.