We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
601
Stellantis
STLA
$16.7B
$204K 0.02%
+9,155
New +$189K
IWR icon
602
iShares Russell Mid-Cap ETF
IWR
$56.8B
$203K 0.02%
2,673
-310
-10% -$22K
OKE icon
603
Oneok
OKE
$57.9B
$203K 0.02%
+2,825
New +$189K
TT icon
604
Trane Technologies
TT
$104B
$202K 0.02%
+857
New +$187K
RDVY icon
605
First Trust Rising Dividend Achievers ETF
RDVY
$24.5B
$201K 0.02%
+3,926
New +$186K
PAYC icon
606
Paycom
PAYC
$6.72B
$201K 0.02%
1,034
-226
-18% -$47.8K
SH icon
607
ProShares Short S&P500
SH
$876M
$200K 0.02%
3,805
-38,614
-91% -$2.16M
TRNO icon
608
Terreno Realty
TRNO
$7.91B
$200K 0.02%
+3,243
New +$185K
BRSP
609
BrightSpire Capital
BRSP
$705M
$185K 0.01%
25,652
-3,348
-12% -$21.8K
HLN icon
610
Haleon
HLN
$43.7B
$149K 0.01%
17,807
-1,549
-8% -$12.8K
TPVG icon
611
TriplePoint Venture Growth BDC
TPVG
$190M
$116K 0.01%
+10,587
New +$108K
TEVA icon
612
Teva Pharmaceuticals
TEVA
$36.5B
$111K 0.01%
10,170
– –
BDJ icon
613
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$85.5K 0.01%
11,001
– –
NAT icon
614
Nordic American Tanker
NAT
$1.37B
$45K ﹤0.01%
10,100
– –
BNKK
615
Bonk Inc
BNKK
$9.68M
$35.6K ﹤0.01%
+294
New +$27.7K
NKLA
616
DELISTED
Nikola Corporation Common Stock
NKLA
$30.9K ﹤0.01%
1,393
-1
-0.1% -$31
QVCGA
617
DELISTED
QVC Group Inc Series A
QVCGA
$30.6K ﹤0.01%
746
-43
-5% -$1.47K
EIGR
618
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$7.98K ﹤0.01%
1,081
– –
STRM
619
DELISTED
Streamline Health Solutions
STRM
$6.06K ﹤0.01%
833
-30
-3% -$191
RILY icon
620
PUT
BRC Group Holdings
RILY
$284M
$500 ﹤0.01%
+10,000
New +$292K
ADM icon
621
Archer Daniels Midland
ADM
$41.5B
– –
-3,376
Closed -$244K
AMX icon
622
America Movil
AMX
$78.3B
– –
-11,246
Closed -$190K
BTO
623
John Hancock Financial Opportunities Fund
BTO
$801M
– –
-9,670
Closed -$256K
CPA icon
624
Copa Holdings
CPA
$5.75B
– –
-4,797
Closed -$422K
CYRX icon
625
CryoPort
CYRX
$819M
– –
-10,335
Closed -$117K
22 23 24
25
26

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.