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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
76
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.09B
$4.25M 0.33%
248,180
+141,723
+133% +$2.42M
QUAL icon
77
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$4.23M 0.33%
29,161
+3,141
+12% +$435K
BAC icon
78
Bank of America
BAC
$430B
$4.17M 0.33%
124,406
+12,717
+11% +$370K
VYM icon
79
Vanguard High Dividend Yield ETF
VYM
$80.2B
$4.15M 0.32%
37,126
+4,596
+14% +$483K
EFV icon
80
iShares MSCI EAFE Value ETF
EFV
$27.5B
$4.11M 0.32%
79,600
+9,874
+14% +$489K
RSP icon
81
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$4.09M 0.32%
26,309
+10,149
+63% +$1.47M
UPS icon
82
United Parcel Service
UPS
$98.9B
$3.98M 0.31%
25,270
+69
+0.3% +$10.4K
PEP icon
83
PepsiCo
PEP
$184B
$3.91M 0.31%
22,600
+383
+2% +$63.5K
MCD icon
84
McDonald's
MCD
$188B
$3.88M 0.3%
13,190
+259
+2% +$70.5K
IXUS icon
85
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$3.79M 0.3%
59,502
-4,474
-7% -$274K
IBM icon
86
IBM
IBM
$198B
$3.77M 0.29%
23,523
+357
+2% +$53.9K
LLY icon
87
Eli Lilly
LLY
$1.05T
$3.76M 0.29%
6,088
+55
+0.9% +$32.1K
BX icon
88
Blackstone
BX
$152B
$3.71M 0.29%
30,322
+1,107
+4% +$120K
PG icon
89
Procter & Gamble
PG
$345B
$3.68M 0.29%
24,892
+424
+2% +$62.8K
ABNB icon
90
Airbnb
ABNB
$85.5B
$3.64M 0.28%
27,284
+829
+3% +$107K
KO icon
91
Coca-Cola
KO
$353B
$3.63M 0.28%
60,542
+895
+2% +$50.8K
VSS icon
92
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$3.62M 0.28%
32,171
+995
+3% +$107K
DIS icon
93
Walt Disney
DIS
$167B
$3.55M 0.28%
38,723
-954
-2% -$84.1K
SPHY icon
94
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$3.51M 0.27%
151,061
+18,004
+14% +$407K
GS icon
95
Goldman Sachs
GS
$320B
$3.51M 0.27%
9,187
-54
-0.6% -$18K
GOVT icon
96
iShares US Treasury Bond ETF
GOVT
$43.7B
$3.5M 0.27%
152,129
-5,509
-3% -$123K
XLV icon
97
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$3.38M 0.26%
24,387
-2,584
-10% -$336K
ESS icon
98
Essex Property Trust
ESS
$18.9B
$3.34M 0.26%
13,775
+854
+7% +$188K
AMGN icon
99
Amgen
AMGN
$198B
$3.27M 0.25%
10,859
+4,415
+69% +$1.2M
AFRM icon
100
Affirm
AFRM
$25B
$3.26M 0.25%
75,010
– –
2 3
4
5 6

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AAM
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B
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.