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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$206M
Cap. Flow
+$116M
Cap. Flow %
9.06%
Top 10 Hldgs %
20.83%
Holding
642
New
67
Increased
276
Reduced
256
Closed
21

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$14.5M
2
BND icon
Vanguard Total Bond Market
BND
+$13.3M
3
BILL icon
BILL Holdings
BILL
+$7.14M
4
AAPL icon
Apple
AAPL
+$6.57M
5
OPBK icon
OP Bancorp
OPBK
+$6.5M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$8.9M
2
CAT icon
Caterpillar
CAT
+$3.67M
3
BABA icon
Alibaba
BABA
+$3.3M
4
OWL icon
Blue Owl Capital
OWL
+$2.83M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.62M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Financials 8.36%
3 Healthcare 6.73%
4 Consumer Discretionary 5.71%
5 Communication Services 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
51
Verizon
VZ
$183B
$5.58M 0.44%
142,497
+2,522
+2% +$89.2K
PM icon
52
Philip Morris
PM
$293B
$5.56M 0.43%
58,247
-6,103
-9% -$562K
SNOW icon
53
Snowflake
SNOW
$94.2B
$5.51M 0.43%
29,902
+201
+0.7% +$34K
SHY icon
54
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.5M 0.43%
67,088
-11,029
-14% -$896K
EWZ icon
55
iShares MSCI Brazil ETF
EWZ
$9.02B
$5.28M 0.41%
+153,244
New +$4.96M
URNM icon
56
Sprott Uranium Miners ETF
URNM
$1.81B
$5.23M 0.41%
111,257
-6,929
-6% -$324K
VAL icon
57
Valaris
VAL
$5.41B
$5.2M 0.41%
+75,536
New +$5.18M
CRM icon
58
Salesforce
CRM
$139B
$5.18M 0.4%
20,561
+31
+0.2% +$7.02K
HYGH icon
59
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$575M
$5.17M 0.4%
61,690
+1,963
+3% +$163K
ROST icon
60
Ross Stores
ROST
$75.6B
$5.15M 0.4%
38,201
-108
-0.3% -$13.5K
IEF icon
61
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$5.13M 0.4%
53,272
-2,001
-4% -$185K
CSCO icon
62
Cisco
CSCO
$442B
$5.08M 0.4%
100,551
-1,948
-2% -$99.5K
ABBV icon
63
AbbVie
ABBV
$452B
$5.01M 0.39%
31,219
+629
+2% +$91.7K
ADBE icon
64
Adobe
ADBE
$90.3B
$4.98M 0.39%
8,711
+336
+4% +$194K
URA icon
65
Global X Uranium ETF
URA
$5.57B
$4.88M 0.38%
182,027
-117
-0.1% -$3.21K
TLT icon
66
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$4.81M 0.38%
48,697
+3,438
+8% +$311K
ACN icon
67
Accenture
ACN
$86.2B
$4.69M 0.37%
13,875
+333
+2% +$107K
VTEB icon
68
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.4B
$4.65M 0.36%
91,153
-1,248
-1% -$61.2K
XOM icon
69
ExxonMobil
XOM
$629B
$4.57M 0.36%
44,265
-1,817
-4% -$191K
USMV icon
70
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.49M 0.35%
57,462
+672
+1% +$50.1K
MDT icon
71
Medtronic
MDT
$105B
$4.41M 0.34%
53,045
+142
+0.3% +$10.8K
MA icon
72
Mastercard
MA
$476B
$4.38M 0.34%
10,462
+311
+3% +$125K
NKE icon
73
Nike
NKE
$63.7B
$4.37M 0.34%
42,042
+5,703
+16% +$613K
IAU icon
74
iShares Gold Trust
IAU
$63.4B
$4.3M 0.34%
111,400
-1,057
-0.9% -$39.6K
NOW icon
75
ServiceNow
NOW
$105B
$4.26M 0.33%
31,510
+2,145
+7% +$270K
1 2
3
4 5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, DFPG Investments held 642 positions worth $1.28B, up 19% from $1.08B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

DFPG Investments deployed $116M of net new capital in Q4 2023, opening 67 new positions and adding to 276 existing holdings. Its largest new stake was OP Bancorp: 707,500 shares worth $7.65M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $8.9M trimmed.

  • DFPG Investments's largest Q4 2023 buy was OP Bancorp: 707,500 shares worth $7.65M.
  • DFPG Investments added most to Invesco Senior Loan ETF in Q4 2023, an estimated $14.5M increase.
  • DFPG Investments's biggest Q4 2023 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $8.9M.
  • DFPG Investments fully exited Illumina in Q4 2023, selling an estimated $1.78M.
  • DFPG Investments's ten largest holdings make up 21% of its $1.28B portfolio in Q4 2023.
  • DFPG Investments opened 67 new positions and closed 21 in Q4 2023.
  • DFPG Investments's portfolio value rose 19% quarter-over-quarter to $1.28B.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.